Form 4/A for UONE URBAN ONE, INC.
Accepted 2023-10-23 00:00:00 ET · period of report 2023-02-06 · accession 0001106637-23-000003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2023-10-23 | 2023-02-06 | UONE | HUGHES CATHERINE L | COB, Sec, Dir, 10% | A - Grant | $0.00 | +165.9K | 4.70M | +4% | $0 |
| DA | 2023-10-23 | 2023-02-06 | UONE | HUGHES CATHERINE L | COB, Sec, Dir, 10% | F - Tax | $5.15 | -55.0K | 4.64M | -1% | -$283.3K |
| DA | 2023-10-23 | 2023-02-06 | UONE | HUGHES CATHERINE L | COB, Sec, Dir, 10% | A - Grant | $0.00 | +101.3K | 1.37M | +8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class D Common Stock | 2023-02-06 | A | A | 165,883 | $0.00 | 4,697,088 | D | — | — | (F1) This Form 4A is being filed is to adjust ownership totals due to a rounding error in the calculation method in relation to a February 2023 grant vesting. The Amendment increases Class D Common Stock ownership by 6,144 shares and option ownership by 3,751 options to purchase Class D shares. (F2) Award vested immediately upon pricing. |
| 2 | Common | Class D Common Stock | 2023-02-06 | F | D | 55,008 | $5.15 | 4,642,080 | D | — | — | (F3) Urban One, Inc. has four classes of stock, Classes A, B, C, and D. Across all classes the reporting persons owns Urban One, Inc. stock as follows: (1) zero shares of Class A common stock (exclusive of Class A RSUs noted in footnote 4 below); (2) 851,536 shares of Class B common stock held by the Hughes Revocable Trust; (3) 247,366 shares of Class C common stock held by the Hughes Revocable Trust U/A/D; (4) 1,124,560 shares of Class C common stock held by Dynastic Trust U/A/D; (5) 15,605 shares of Class C common stock held by the Hughes-Liggins Co., LLC; (continued in next footnote) (F4) (continued from previous footnote) (6) 825,938 shares of Class D common stock held by the Catherine Hughes; (7) 1,015,937 shares of Class D common stock held by the Hughes Revocable Trust; (8) 494,732 shares of Class D common stock held by the Hughes Revocable Trust U/A/D; (cont.) and (9) 1,749,464 shares of Class D common stock held by the Hughes Revocable Trust UA; (10) 520,404 shares of Class D Common Stock held by the Dynastic Trust U/A/D; and (11) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC. |
| 3 | Derivative | Stock Option (Class D) | 2023-02-06 | A | A | 101,272 | $0.00 | 1,365,311 | D | $5.15 · 2023-02-06 to 2033-02-06 | 101,272 Class D Common Stock | (F5) The reporting person also holds 281,250 Restricted Class A Stock Units in addition to the derivative securities reported in Table II. |