Form 4/A for CVV CVD EQUIPMENT CORP
Accepted 2021-09-28 00:00:00 ET · period of report 2021-08-27 · accession 0001116579-21-000018 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MA | 2021-09-28 | 2021-08-27+ | CVV | ROSENBAUM LEONARD A | affiliate | S - Sale | $4.60 | -69.7K | 649.9K | -10% | -$320.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-16 | S | D | 23,500 | $4.51 | 626,441 | D | — | — | (F11) To correct beneficial ownership on transaction date 9/16/2021, filed on 9/17/2021, previously recorded as 685,317 due to clerical error |
| 2 | Common | Common Stock | 2021-09-17 | S | D | 2,300 | $4.50 | 624,141 | D | — | — | (F12) To correct beneficial ownership on transaction date 9/17/2021, filed on 9/17/2021, previously recorded as 683,017 due to clerical error |
| 3 | Common | Common Stock | 2021-09-22 | S | D | 1,200 | $4.50 | 622,941 | D | — | — | (F13) To correct beneficial ownership on transaction date 9/22/2021, filed on 9/22/2021, previously recorded as 681,817 due to clerical error |
| 4 | Common | Common Stock | 2021-09-08 | S | D | 300 | $4.76 | 670,648 | D | — | — | (F7) to correct beneficial ownership on transaction date 9/8/2021, filed on 9/9/2021, previously recorded as 729,524 due to clerical error |
| 5 | Common | Common Stock | 2021-09-07 | S | D | 5,507 | $4.78 | 670,948 | D | — | — | (F6) To correct beneficial ownership on transaction date 9/7/2021 and filed on 9/7/2021, previously recorded as 729,824 due to clerical error |
| 6 | Common | Common Stock | 2021-09-03 | S | D | 1,900 | $4.76 | 676,455 | D | — | — | (F5) To correct beneficial ownership on transaction date 9/3/2021 filed on 9/7/2021, previously recorded as 735,331 due to clerical error. |
| 7 | Common | Common Stock | 2021-09-02 | S | D | 5,600 | $4.75 | 678,355 | D | — | — | (F4) To correct beneficial ownership on transaction date 9/2/2021, filed on 9/2/2021, previously recorded as 737,231 due to clerical error. |
| 8 | Common | Common Stock | 2021-09-01 | S | D | 3,217 | $4.76 | 683,955 | D | — | — | (F3) To correct beneficial ownership on transaction date 9/1/2021, filed on 9/2/2021, previously recorded as 742,831 due to clerical error. |
| 9 | Common | Common Stock | 2021-08-31 | S | D | 800 | $4.75 | 687,172 | D | — | — | (F2) To correct beneficial ownership on filing date 8/31/2021, previously recorded as 746,048 due to clerical error. |
| 10 | Common | Common Stock | 2021-08-27 | S | D | 4,700 | $4.77 | 687,972 | D | — | — | (F1) To correct beneficial ownership on filing date 8/27/2021, previously recorded as 746,848 due to clerical error. |
| 11 | Common | Common Stock | 2021-09-09 | S | D | 100 | $4.75 | 670,548 | D | — | — | (F8) To correct beneficial ownership on transaction date 9/9/2021, filed on 9/9/2021, previously recorded as 729,424 due to clerical error |
| 12 | Common | Common Stock | 2021-09-10 | S | D | 403 | $4.76 | 670,145 | D | — | — | (F9) To correct beneficial ownership on transaction date 9/10/2021, filed on 9/13/2021, previously recorded as 729,021 due to clerical error |
| 13 | Common | Common Stock | 2021-09-15 | S | D | 20,204 | $4.53 | 649,941 | D | — | — | (F10) To correct beneficial ownership on filing date 9/15/2021, filed on 9/15/2021, previously recorded as 708,817 due to clerical error |