Form 4 for TDS TELEPHONE & DATA SYSTEMS INC /DE/
Accepted 2024-05-21 00:00:00 ET · period of report 2024-05-17 · accession 0001120437-24-000054 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2024-05-21 | 2024-04-16 | TDS | CARLSON LEROY T JR | Pres, CEO, Dir | W - Inherited | $0.00 | +48.0K | 1.81M | +3% | $0 |
| D | 2024-05-21 | 2024-04-16 | TDS | CARLSON LEROY T JR | Pres, CEO, Dir | W - Inherited | $0.00 | +78.8K | 471.8K | +20% | $0 |
| DM | 2024-05-21 | 2024-05-17+ | TDS | CARLSON LEROY T JR | Pres, CEO, Dir | F - Tax | $20.80 | -129.7K | 313.6K | -29% | -$2.70M |
| DM | 2024-05-21 | 2024-05-17+ | TDS | CARLSON LEROY T JR | Pres, CEO, Dir | M - OptEx | — | +300.0K | 385.9K | +349% | — |
| DI | 2024-05-21 | 2024-04-16 | TDS | CARLSON LEROY T JR | Pres, CEO, Dir | W - Inherited | $0.00 | +53.7K | 1.98M | +3% | $0 |
| DM | 2024-05-21 | 2024-05-17+ | TDS | CARLSON LEROY T JR | Pres, CEO, Dir | M - OptEx | $0.00 | -300.0K | 326.3K | -48% | $0 |
| D | 2024-05-21 | 2024-04-16 | TDS | CARLSON LEROY T JR | Pres, CEO, Dir | W - Inherited | $0.00 | +18.1K | 18.1K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2024-04-16 | W | A | 47,993.95 | $0.00 | 1,811,445.95 | I | — | — | (F6) Reporting person is one of four trustees of a trust which separately files on Form 4 for the issuer. The Common Shares reported are held by reporting person and his family members that have a pecuniary interest in such securities. Includes 693,204 Common Shares held by a family partnership of which reporting person is a general partner. |
| 2 | Common | Common Shares | 2024-04-16 | W | A | 78,756.37 | $0.00 | 471,812.37 | D | — | — | |
| 3 | Common | Common Shares | 2024-05-19 | F | D | 57,399 | $20.80 | 393,056 | D | — | — | |
| 4 | Common | Common Shares | 2024-05-17 | F | D | 72,274 | $20.80 | 313,628 | D By Voting Trust | — | — | |
| 5 | Common | Common Shares | 2024-05-19 | M | A | 136,827 | — | 450,455 | D | — | — | (F3) Restricted stock units awarded pursuant to the 2020 Long Term Incentive Plan. Restricted stock units that became vested on May 19, 2024. Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU. |
| 6 | Common | Common Shares | 2024-05-17 | M | A | 163,146 | — | 385,902 | D | — | — | (F1) Restricted stock units were awarded on May 17, 2023, pursuant to the 2022 Long Term Incentive Plan. One-third of the restricted stock units will vest on the first, second and third annual anniversaries of the Grant Date. This transaction represents settlement of the first vesting. Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU. |
| 7 | Derivative | Series A Common Shares | 2024-04-16 | W | A | 53,730.21 | $0.00 | 1,977,038.21 | I | — · — to — | 53,730.21 Common Shares | (F10) Reporting person is one of four trustees of a trust which which separately files on Form 4 for the issuer. The Series A Common Shares reported are held by reporting person and his family members that have a pecuniary interest in such securities. Includes 755,686 Series A Common Shares held by a family partnership of which reporting person is a general partner. (F9) Series A Common Shares are convertible, on a share-for-share basis, into Common Shares. |
| 8 | Derivative | Restricted Stock Units | 2024-05-19 | M | D | 136,827 | $0.00 | 0 | D | — · — to — | 136,827 Common Shares | (F3) Restricted stock units awarded pursuant to the 2020 Long Term Incentive Plan. Restricted stock units that became vested on May 19, 2024. Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU. |
| 9 | Derivative | Restricted Stock Units | 2024-05-17 | M | D | 163,146 | $0.00 | 326,292 | D By Voting Trust | — · — to — | 163,146 Common Shares | (F1) Restricted stock units were awarded on May 17, 2023, pursuant to the 2022 Long Term Incentive Plan. One-third of the restricted stock units will vest on the first, second and third annual anniversaries of the Grant Date. This transaction represents settlement of the first vesting. Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU. |
| 10 | Derivative | Series A Common Shares | 2024-04-16 | W | A | 18,064.71 | $0.00 | 18,064.71 | D | — · — to — | 18,064.71 Common Shares | (F9) Series A Common Shares are convertible, on a share-for-share basis, into Common Shares. |