Form 4 for DELL Dell Technologies

Accepted 2021-07-01 00:00:00 ET · period of report 2021-06-29 · accession 0001123292-21-001070 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2021-07-01	2021-06-29	DELL	DELL MICHAEL S	CEO, Dir, 10%	S - Sale+OE	$100.05	-2.01M	5.95M	-25%	-$201.03M
D	2021-07-01	2021-06-29	DELL	DELL MICHAEL S	CEO, Dir, 10%	M - OptEx	$0.00	+2.01M	7.96M	+34%	$0
D	2021-07-01	2021-06-29	DELL	DELL MICHAEL S	CEO, Dir, 10%	M - OptEx	$0.00	-2.01M	345.83M	-0.6%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class C Common Stock	2021-06-29	S	D	2,009,326	$100.05	5,951,255	D	—	—	(F1) The price reported in Column 4 represents a weighted average sales price of $100.047. These shares were sold in multiple transactions at prices ranging from $99.57 to $100.45, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in footnote 1.
2	Common	Class C Common Stock	2021-06-29	M	A	2,009,326	$0.00	7,960,581	D	—	—
3	Derivative	Class A Common Stock	2021-06-29	M	D	2,009,326	$0.00	345,834,081	D	$0.00 · — to —	2,009,326 Class C Common Stock	(F2) Each share of Class A common stock beneficially owned by the reporting person is convertible into one share of Class C common stock at any time at the holder's election.