Form 4 for DELL Dell Technologies
Accepted 2021-07-28 00:00:00 ET · period of report 2021-07-26 · accession 0001123292-21-001151 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-07-28 | 2021-07-26 | DELL | Sweet Thomas W | CFO | M - OptEx | $13.75 | +200.0K | 185.0K | New | +$2.75M |
| DM | 2021-07-28 | 2021-07-26 | DELL | Sweet Thomas W | CFO | S - Sale+OE | $96.56 | -200.0K | 85.0K | -70% | -$19.31M |
| DM | 2021-07-28 | 2021-07-26 | DELL | Sweet Thomas W | CFO | M - OptEx | $0.00 | -200.0K | 281.8K | -42% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class C Common Stock | 2021-07-26 | M | A | 100,000 | $13.75 | 184,968 | D | — | — | |
| 2 | Common | Class C Common Stock | 2021-07-26 | S | D | 100,000 | $96.57 | 84,968 | D | — | — | (F3) The price reported in Column 4 represents a weighted average sales price of $96.565. These shares were sold in multiple transactions at prices ranging from $96.28 to $97.09, inclusive. |
| 3 | Common | Class C Common Stock | 2021-07-26 | M | A | 100,000 | $13.75 | 184,968 | D | — | — | |
| 4 | Common | Class C Common Stock | 2021-07-26 | S | D | 100,000 | $96.56 | 84,968 | D | — | — | (F2) The price reported in Column 4 represents a weighted average sales price of $96.561. These shares were sold in multiple transactions at prices ranging from $96.27 to $97.04, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2 and 3. |
| 5 | Derivative | Options to Acquire Class C Common Stock | 2021-07-26 | M | D | 100,000 | $0.00 | 381,818 | D | $13.75 · — to 2024-02-06 | 100,000 Class C Common Stock | (F5) Consists of 381,818 time-based options. (F4) The options are fully vested. |
| 6 | Derivative | Options to Acquire Class C Common Stock | 2021-07-26 | M | D | 100,000 | $0.00 | 281,818 | D | $13.75 · — to 2024-02-06 | 100,000 Class C Common Stock | (F6) Consists of 281,818 time-based options. (F4) The options are fully vested. |