Form 4 for DELL Dell Technologies
Accepted 2021-09-27 00:00:00 ET · period of report 2021-09-23 · accession 0001123292-21-001301 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-27 | 2021-09-23 | DELL | Dew Allison | CMO | M - OptEx | $13.75 | +33.8K | 168.6K | +25% | +$465.3K |
| DM | 2021-09-27 | 2021-09-23 | DELL | Dew Allison | CMO | S - Sale+OE | $105.00 | -68.5K | 134.8K | -34% | -$7.20M |
| D | 2021-09-27 | 2021-09-23 | DELL | Dew Allison | CMO | M - OptEx | $0.00 | -33.8K | 64.4K | -34% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class C Common Stock | 2021-09-23 | M | A | 33,842 | $13.75 | 168,592 | D | — | — | |
| 2 | Common | Class C Common Stock | 2021-09-23 | S | D | 33,842 | $105.00 | 134,750 | D | — | — | (F2) Represents multiple sales transactions effected at the price of $105.00. |
| 3 | Common | Class C Common Stock | 2021-09-23 | S | D | 34,701 | $105.00 | 134,750 | D | — | — | (F2) Represents multiple sales transactions effected at the price of $105.00. |
| 4 | Derivative | Options to Acquire Class C Common Stock | 2021-09-23 | M | D | 33,842 | $0.00 | 64,387 | D | $13.75 · — to 2023-11-25 | 33,842 Class C Common Stock | (F4) Consists of 33,841 time-based and 30,546 performance-based options. (F3) The options are fully vested. |