Form 4 for LASR NLIGHT, INC.
Accepted 2024-11-20 00:00:00 ET · period of report 2024-11-18 · accession 0001124796-24-000131 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-11-20 | 2024-11-18+ | LASR | Keeney Scott H | Pres, CEO, Dir | S - Sale+OE | $10.48 | -30.0K | 1.35M | -2% | -$314.6K |
| DM | 2024-11-20 | 2024-11-18+ | LASR | Keeney Scott H | Pres, CEO, Dir | M - OptEx | $0.75 | +30.0K | 1.36M | +2% | +$22.5K |
| DM | 2024-11-20 | 2024-11-18+ | LASR | Keeney Scott H | Pres, CEO, Dir | M - OptEx | — | 0 | 69.0K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-19 | S | D | 15,000 | $10.62 | 1,348,891 | D | — | — | (F4) The reported transaction involves sale transactions from $10.11 to $10.88 per share. The weighted average price per share was $10.62. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price. (F2) The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 12, 2024. (F1) Includes common stock owned and unvested restricted stock awards and units. Includes 1,110 shares purchased pursuant to the nLight, Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of May 16, 2024 through November 15, 2024. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on November 15, 2024. |
| 2 | Common | Common Stock | 2024-11-19 | M | A | 15,000 | $0.75 | 1,363,891 | D | — | — | (F1) Includes common stock owned and unvested restricted stock awards and units. Includes 1,110 shares purchased pursuant to the nLight, Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of May 16, 2024 through November 15, 2024. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on November 15, 2024. |
| 3 | Common | Common Stock | 2024-11-18 | S | D | 15,000 | $10.35 | 1,348,891 | D | — | — | (F3) The reported transaction involves sale transactions from $10.21 to $10.49 per share. The weighted average price per share was $10.35. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price. (F2) The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 12, 2024. (F1) Includes common stock owned and unvested restricted stock awards and units. Includes 1,110 shares purchased pursuant to the nLight, Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of May 16, 2024 through November 15, 2024. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on November 15, 2024. |
| 4 | Common | Common Stock | 2024-11-18 | M | A | 15,000 | $0.75 | 1,363,891 | D | — | — | (F1) Includes common stock owned and unvested restricted stock awards and units. Includes 1,110 shares purchased pursuant to the nLight, Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of May 16, 2024 through November 15, 2024. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on November 15, 2024. |
| 5 | Derivative | Stock Option (Right to Buy) | 2024-11-19 | M | D | 0 | $0.00 | 54,025 | D | $0.75 · — to 2025-02-26 | 15,000 Common Stock | (F5) This grant became fully vested and exercisable on February 26, 2016 |
| 6 | Derivative | Stock Option (Right to Buy) | 2024-11-18 | M | D | 0 | $0.00 | 69,025 | D | $0.75 · — to 2025-02-26 | 15,000 Common Stock | (F5) This grant became fully vested and exercisable on February 26, 2016 |