Form 4 for OHI OMEGA HEALTHCARE INVESTORS INC
Accepted 2021-07-01 00:00:00 ET · period of report 2021-06-30 · accession 0001127602-21-020997 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-01 | 2021-06-30 | OHI | STEPHENSON ROBERT O | CFO | M - OptEx | $36.29 | +12.1K | 234.6K | +5% | +$437.5K |
| D | 2021-07-01 | 2021-06-30 | OHI | STEPHENSON ROBERT O | CFO | F - Tax | $36.29 | -5,686 | 228.9K | -2% | -$206.3K |
| DM | 2021-07-01 | 2021-06-30 | OHI | STEPHENSON ROBERT O | CFO | M - OptEx | $0.00 | -12.1K | 153.2K | -7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-06-30 | M | A | 12,057 | $36.29 | 234,563 | D | — | — | (F1) Represents the vesting into common stock, on a one-for-one basis, of 25% of the performance based Restricted Stock Units (RSUs) that were earned for the 2018-2020 performance period, that was previously reported, and are subject to quarterly vesting in 2021. |
| 2 | Common | Common Stock | 2021-06-30 | F | D | 5,686 | $36.29 | 228,877 | D | — | — | (F2) Represents shares withheld from the common stock issued in respect of vested awards as payment of the associated income tax withholding liability. |
| 3 | Derivative | Profit Interest Units | 2021-06-30 | M | D | 27,415 | $0.00 | 108,700 | D | — · — to — | 27,415 OP Units | (F5) Each OP Unit is redeemable at the election of the holder for cash equal to the then fair market value of one share of Issuer common stock, or at the Issuer's election, one share of Issuer common stock, subject to adjustment as set forth in the partnership agreement. the OP Units have no expiration date. (F4) Represents Profits Interest Units ("Profits Units") in OHI Healthcare Properties Limited Partnership (the "Operating Partnership"), of which the Issuer is the general partner. Each Profits Unit represents a contingent right to receive one unit of limited partnership interest (an "OP Unit") in the Operating Partnership upon vesting and the satisfaction of certain tax-driven economic requirements. (F6) 25% of the PIUs vest into OP Units at the end of each calendar quarter of 2021, subject to continued employment and accelerated vesting in certain events. |
| 4 | Derivative | Restricted Stock Units | 2021-06-30 | M | D | 12,057 | $0.00 | 24,116 | D | — · — to — | 12,057 Common Stock | (F3) Represents 25% of the Restricted Stock Units earned based on performance for the 2018-2020 performance period that will vest at the end of each calendar quarter of 2021, subject to continued employment and accelerated vesting in certain event and converted to common stock on a one-for-one basis. |
| 5 | Derivative | OP Units | 2021-06-30 | M | A | 27,415 | $0.00 | 153,178 | D | — · — to — | 27,415 Common Stock | (F5) Each OP Unit is redeemable at the election of the holder for cash equal to the then fair market value of one share of Issuer common stock, or at the Issuer's election, one share of Issuer common stock, subject to adjustment as set forth in the partnership agreement. the OP Units have no expiration date. |