Form 4 for YUM Yum! Brands
Accepted 2021-07-02 00:00:00 ET · period of report 2021-07-01 · accession 0001127602-21-021191 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-02 | 2021-07-01 | YUM | Lowings Anthony | CEO-KFC Division | M - OptEx | $45.88 | +4,187 | 45.8K | +10% | +$192.1K |
| D | 2021-07-02 | 2021-07-01 | YUM | Lowings Anthony | CEO-KFC Division | S - Sale+OE | $115.49 | -2,517 | 41.6K | -6% | -$290.7K |
| D | 2021-07-02 | 2021-07-01 | YUM | Lowings Anthony | CEO-KFC Division | D - Sale to Iss | $115.03 | -1,670 | 44.1K | -4% | -$192.1K |
| D | 2021-07-02 | 2021-07-01 | YUM | Lowings Anthony | CEO-KFC Division | M - OptEx | $0.00 | -4,187 | 16.7K | -20% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-01 | M | A | 4,187 | $45.88 | 45,797 | D | — | — | (F1) Pursuant to 10b5-1 Plan |
| 2 | Common | Common Stock | 2021-07-01 | S | D | 2,517 | $115.49 | 41,610 | D | — | — | (F1) Pursuant to 10b5-1 Plan |
| 3 | Common | Common Stock | 2021-07-01 | D | D | 1,670 | $115.03 | 44,127 | D | — | — | (F1) Pursuant to 10b5-1 Plan |
| 4 | Derivative | Stock Appreciation Right | 2021-07-01 | M | D | 4,187 | $0.00 | 16,748 | D | $45.88 · 2013-02-08 to 2022-02-08 | 4,187 Common Stock | (F1) Pursuant to 10b5-1 Plan |