Form 4 for AMAT Applied Materials
Accepted 2021-07-02 00:00:00 ET · period of report 2021-07-01 · accession 0001127602-21-021388 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-07-02 | 2021-07-01 | AMAT | Little Teri A. | SVP, CLO | F - Tax | $137.95 | -18.8K | 126.4K | -13% | -$2.59M | |
| 2021-07-02 | 2021-07-02 | AMAT | Little Teri A. | SVP, CLO | S - Sale | $138.03 | -13.5K | 112.9K | -11% | -$1.86M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-01 | F | D | 18,788 | $137.95 | 126,385 | D | — | — | (F1) Represents number of shares that was automatically withheld upon vesting of restricted stock units to cover tax withholding obligations in a transaction exempt under Rule 16b-3. (F2) Number of shares includes 105,106 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 92,620 restricted stock units are scheduled to vest in installments in July of 2022 and 2023 and December of 2021 through 2023, and (b) 12,486 performance shares are scheduled to vest in December of 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). |
| 2 | Common | Common Stock | 2021-07-02 | S | D | 13,500 | $138.03 | 112,885 | D | — | — | (F2) Number of shares includes 105,106 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 92,620 restricted stock units are scheduled to vest in installments in July of 2022 and 2023 and December of 2021 through 2023, and (b) 12,486 performance shares are scheduled to vest in December of 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). |