Form 4 for MRNA Moderna
Accepted 2021-07-27 00:00:00 ET · period of report 2021-07-23 · accession 0001127602-21-022518 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-07-27 | 2021-07-23+ | MRNA | Hoge Stephen | Pres | S - Sale+OE | $339.35 | -20.0K | 1.61M | -1% | -$6.79M |
| DM | 2021-07-27 | 2021-07-23+ | MRNA | Hoge Stephen | Pres | M - OptEx | $5.95 | +20.0K | 1.61M | +1% | +$118.9K |
| DM | 2021-07-27 | 2021-07-23+ | MRNA | Hoge Stephen | Pres | M - OptEx | $0.00 | -20.0K | 397.4K | -5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-23 | S | D | 1,333 | $332.15 | 1,616,864 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $331.78 to $332.69. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 2 | Common | Common Stock | 2021-07-23 | S | D | 1,200 | $334.14 | 1,615,664 | D | — | — | (F5) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $333.75 to $334.74. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 3 | Common | Common Stock | 2021-07-23 | M | A | 5,000 | $10.90 | 1,614,597 | D | — | — | |
| 4 | Common | Common Stock | 2021-07-23 | M | A | 10,000 | $0.99 | 1,624,597 | D | — | — | |
| 5 | Common | Common Stock | 2021-07-23 | S | D | 100 | $327.96 | 1,624,497 | D | — | — | |
| 6 | Common | Common Stock | 2021-07-23 | S | D | 400 | $329.91 | 1,624,097 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $329.40 to $330.35. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 7 | Common | Common Stock | 2021-07-23 | S | D | 5,900 | $330.96 | 1,618,197 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $330.75 to $331.65. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 8 | Common | Common Stock | 2021-07-23 | S | D | 800 | $335.36 | 1,614,864 | D | — | — | (F6) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $334.83 to $335.82. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 9 | Common | Common Stock | 2021-07-23 | S | D | 600 | $336.81 | 1,614,264 | D | — | — | (F7) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $336.40 to $337.29. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 10 | Common | Common Stock | 2021-07-23 | S | D | 1,333 | $338.07 | 1,612,931 | D | — | — | (F8) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $337.50 to $338.50. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 11 | Common | Common Stock | 2021-07-23 | S | D | 854 | $338.90 | 1,612,077 | D | — | — | (F9) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $338.59 to $339.29. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 12 | Common | Common Stock | 2021-07-23 | S | D | 300 | $340.65 | 1,611,777 | D | — | — | (F10) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $340.16 to $341.25. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 13 | Common | Common Stock | 2021-07-23 | S | D | 297 | $341.98 | 1,611,480 | D | — | — | (F11) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $341.40 to $342.36. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 14 | Common | Common Stock | 2021-07-23 | S | D | 400 | $342.76 | 1,611,080 | D | — | — | (F12) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $342.48 to $343.43. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 15 | Common | Common Stock | 2021-07-23 | S | D | 401 | $345.51 | 1,610,679 | D | — | — | (F13) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $344.93 to $345.93. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 16 | Common | Common Stock | 2021-07-23 | S | D | 400 | $346.52 | 1,610,279 | D | — | — | (F14) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $346.14 to $346.98. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 17 | Common | Common Stock | 2021-07-23 | S | D | 474 | $347.83 | 1,609,805 | D | — | — | (F15) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $347.20 to $348.17. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 18 | Common | Common Stock | 2021-07-23 | S | D | 208 | $348.41 | 1,609,597 | D | — | — | (F16) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $348.24 to $348.58. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 19 | Common | Common Stock | 2021-07-26 | M | A | 5,000 | $10.90 | 1,614,597 | D | — | — | |
| 20 | Common | Common Stock | 2021-07-26 | S | D | 5,000 | $351.99 | 1,609,597 | D | — | — | |
| 21 | Derivative | Stock Option (Right to Buy) | 2021-07-26 | M | D | 5,000 | $0.00 | 266,972 | D | $10.90 · — to 2026-02-23 | 5,000 Common Stock | (F18) 25% of this option vested and became exercisable on February 23, 2017, with the remainder vesting in 12 equal quarterly installments thereafter. |
| 22 | Derivative | Stock Option (Right to Buy) | 2021-07-23 | M | D | 5,000 | $0.00 | 271,972 | D | $10.90 · — to 2026-02-23 | 5,000 Common Stock | (F18) 25% of this option vested and became exercisable on February 23, 2017, with the remainder vesting in 12 equal quarterly installments thereafter. |
| 23 | Derivative | Stock Option (Right to Buy) | 2021-07-23 | M | D | 10,000 | $0.00 | 397,431 | D | $0.99 · — to 2023-08-19 | 10,000 Common Stock | (F19) This option is fully vested and exercisable. |