Form 4 for SBUX Starbucks
Accepted 2021-07-30 00:00:00 ET · period of report 2021-07-29 · accession 0001127602-21-022672 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-07-30 | 2021-07-29 | SBUX | JOHNSON KEVIN R | Pres, CEO, Dir | M - OptEx | $60.68 | +359.2K | 466.5K | +335% | +$21.79M |
| DM | 2021-07-30 | 2021-07-29 | SBUX | JOHNSON KEVIN R | Pres, CEO, Dir | S - Sale+OE | $122.81 | -359.2K | 346.5K | -51% | -$44.11M |
| DM | 2021-07-30 | 2021-07-29 | SBUX | JOHNSON KEVIN R | Pres, CEO, Dir | M - OptEx | $0.00 | -359.2K | 119.2K | -75% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-29 | M | A | 119,177 | $60.68 | 705,708.78 | D | — | — | |
| 2 | Common | Common Stock | 2021-07-29 | M | A | 120,000 | $60.68 | 586,531.78 | D | — | — | |
| 3 | Common | Common Stock | 2021-07-29 | S | D | 313,843 | $122.74 | 391,865.78 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $122.15 to $123.145. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2021-07-29 | S | D | 45,334 | $123.28 | 346,531.78 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $123.150 to $123.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 5 | Common | Common Stock | 2021-07-29 | M | A | 120,000 | $60.68 | 466,531.78 | D | — | — | (F2) Includes 597.887 accrued dividend equivalents on unvested restricted stock units. |
| 6 | Derivative | Non-qualified Stock Option (Right to Buy) | 2021-07-29 | M | D | 120,000 | $0.00 | 239,177 | D | $60.68 · — to 2025-11-16 | 120,000 Common Stock | (F5) The option, representing the right to buy a total of 359,177 shares, became exercisable in one increment of 87,795 shares on November 16, 2016 and three equal increments of 89,794 shares on November 16, 2017, November 16, 2018, and November 16, 2019. |
| 7 | Derivative | Non-qualified Stock Option (Right to Buy) | 2021-07-29 | M | D | 119,177 | $0.00 | 0 | D | $60.68 · — to 2025-11-16 | 119,177 Common Stock | (F5) The option, representing the right to buy a total of 359,177 shares, became exercisable in one increment of 87,795 shares on November 16, 2016 and three equal increments of 89,794 shares on November 16, 2017, November 16, 2018, and November 16, 2019. |
| 8 | Derivative | Non-qualified Stock Option (Right to Buy) | 2021-07-29 | M | D | 120,000 | $0.00 | 119,177 | D | $60.68 · — to 2025-11-16 | 120,000 Common Stock | (F5) The option, representing the right to buy a total of 359,177 shares, became exercisable in one increment of 87,795 shares on November 16, 2016 and three equal increments of 89,794 shares on November 16, 2017, November 16, 2018, and November 16, 2019. |