Form 4 for YUM Yum! Brands
Accepted 2021-08-02 00:00:00 ET · period of report 2021-07-30 · accession 0001127602-21-022816 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-02 | 2021-07-30 | YUM | Skeans Tracy L | COO, CPO | M - OptEx | $49.66 | +30.4K | 25.8K | New | +$1.51M |
| DM | 2021-08-02 | 2021-07-30 | YUM | Skeans Tracy L | COO, CPO | D - Sale to Iss | $130.31 | -11.6K | 13.7K | -46% | -$1.51M |
| DM | 2021-08-02 | 2021-07-30 | YUM | Skeans Tracy L | COO, CPO | S - Sale+OE | $129.71 | -18.8K | 10.6K | -64% | -$2.44M |
| DM | 2021-08-02 | 2021-07-30 | YUM | Skeans Tracy L | COO, CPO | M - OptEx | $0.00 | -30.4K | 28.8K | -51% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-30 | M | A | 10,134 | $49.66 | 20,729 | D | — | — | (F1) Pursuant to 10b5-1 Plan |
| 2 | Common | Common Stock | 2021-07-30 | D | D | 3,862 | $130.31 | 16,867 | D | — | — | (F1) Pursuant to 10b5-1 Plan |
| 3 | Common | Common Stock | 2021-07-30 | S | D | 6,272 | $129.19 | 10,595 | D | — | — | (F1) Pursuant to 10b5-1 Plan |
| 4 | Common | Common Stock | 2021-07-30 | M | A | 5,065 | $49.66 | 15,660 | D | — | — | (F1) Pursuant to 10b5-1 Plan |
| 5 | Common | Common Stock | 2021-07-30 | S | D | 9,418 | $130.22 | 10,595 | D | — | — | (F1) Pursuant to 10b5-1 Plan |
| 6 | Common | Common Stock | 2021-07-30 | S | D | 3,134 | $129.19 | 10,595 | D | — | — | (F1) Pursuant to 10b5-1 Plan |
| 7 | Common | Common Stock | 2021-07-30 | M | A | 15,218 | $49.66 | 25,813 | D | — | — | (F1) Pursuant to 10b5-1 Plan |
| 8 | Common | Common Stock | 2021-07-30 | D | D | 5,800 | $130.31 | 20,013 | D | — | — | (F1) Pursuant to 10b5-1 Plan |
| 9 | Common | Common Stock | 2021-07-30 | D | D | 1,931 | $130.31 | 13,729 | D | — | — | (F1) Pursuant to 10b5-1 Plan |
| 10 | Derivative | Stock Appreciation Right | 2021-07-30 | M | D | 15,218 | $0.00 | 8,487 | D | $49.66 · — to 2026-02-05 | 15,218 Common Stock | (F1) Pursuant to 10b5-1 Plan (F2) Vesting occurs 25% per year beginning one year from grant date. |
| 11 | Derivative | Stock Appreciation Right | 2021-07-30 | M | D | 5,065 | $0.00 | 23,705 | D | $49.66 · — to 2026-02-05 | 5,065 Common Stock | (F1) Pursuant to 10b5-1 Plan (F2) Vesting occurs 25% per year beginning one year from grant date. |
| 12 | Derivative | Stock Appreciation Right | 2021-07-30 | M | D | 10,134 | $0.00 | 28,770 | D | $49.66 · — to 2026-02-05 | 10,134 Common Stock | (F1) Pursuant to 10b5-1 Plan (F2) Vesting occurs 25% per year beginning one year from grant date. |