Form 4 for MMM 3M
Accepted 2021-08-04 00:00:00 ET · period of report 2021-08-03 · accession 0001127602-21-023023 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-04 | 2021-08-03 | MMM | Hammes Eric D. | Group Pres | S - Sale+OE | $201.83 | -1,765 | 7,071 | -20% | -$356.1K |
| D | 2021-08-04 | 2021-08-03 | MMM | Hammes Eric D. | Group Pres | M - OptEx | $87.89 | +1,139 | 7,270 | +19% | +$100.1K |
| D | 2021-08-04 | 2021-08-03 | MMM | Hammes Eric D. | Group Pres | M - OptEx | $0.00 | -1,139 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-03 | S | D | 625 | $202.08 | 6,131.24 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-03 | S | D | 0.57 | $202.04 | 6,756.24 | D | — | — | |
| 3 | Common | Common Stock | 2021-08-03 | M | A | 1,139 | $87.89 | 7,270.24 | D | — | — | |
| 4 | Common | Common Stock | 2021-08-03 | S | D | 34 | $201.69 | 7,037.24 | D | — | — | |
| 5 | Common | Common Stock | 2021-08-03 | S | D | 906 | $201.70 | 6,131.24 | D | — | — | (F2) Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan. (F1) Includes shares acquired under 3M's General Employee Stock Purchase Plan. |
| 6 | Common | Common Stock | 2021-08-03 | S | D | 199 | $201.68 | 7,071.24 | D | — | — | |
| 7 | Derivative | Non-qualified Stock Option (Right to Buy) | 2021-08-03 | M | D | 1,139 | $0.00 | 0 | D | $87.89 · 2013-02-07 to 2022-02-07 | 1,139 Common Stock | (F3) This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/7/2012). |