Form 4 for JCI Johnson Controls
Accepted 2021-08-04 00:00:00 ET · period of report 2021-08-03 · accession 0001127602-21-023077 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-04 | 2021-08-03 | JCI | Oliver George | COB, CEO | S - Sale+OE | $71.88 | -176.8K | 1.14M | -13% | -$12.71M |
| D | 2021-08-04 | 2021-08-03 | JCI | Oliver George | COB, CEO | M - OptEx | $71.88 | +176.8K | 1.32M | +16% | +$12.70M |
| D | 2021-08-04 | 2021-08-03 | JCI | Oliver George | COB, CEO | M - OptEx | $0.00 | -176.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2021-08-03 | S | D | 23,805 | $71.00 | 1,292,033.15 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.61 to $71.55 inclusive. The reporting person undertakes to provide to the issuer, any securityholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4. |
| 2 | Common | Ordinary Shares | 2021-08-03 | M | A | 176,752 | $71.88 | 1,315,838.15 | D | — | — | |
| 3 | Common | Ordinary Shares | 2021-08-03 | S | D | 152,947 | $72.02 | 1,139,086.15 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $71.61 to $72.36 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 of this Form 4. |
| 4 | Derivative | Employee Stock Option (Right to Buy) | 2021-08-03 | M | D | 176,752 | $0.00 | 0 | D | $26.19 · — to 2022-11-19 | 176,752 Ordinary Shares | (F4) Options became exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. |