Form 4 for MMM 3M
Accepted 2021-08-10 00:00:00 ET · period of report 2021-08-09 · accession 0001127602-21-023419 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-10 | 2021-08-09 | MMM | Ashish Khandpur K | Group Pres | M - OptEx | $101.49 | +6,505 | 26.9K | +32% | +$660.2K |
| DM | 2021-08-10 | 2021-08-09 | MMM | Ashish Khandpur K | Group Pres | S - Sale+OE | $196.86 | -6,505 | 20.4K | -24% | -$1.28M |
| D | 2021-08-10 | 2021-08-09 | MMM | Ashish Khandpur K | Group Pres | M - OptEx | $0.00 | -6,505 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-09 | M | A | 6,505 | $101.49 | 26,854.74 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-09 | S | D | 100 | $196.91 | 20,349.74 | D | — | — | (F1) Includes shares acquired under 3M's General Employee Stock Purchase Plan. (F2) Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan. |
| 3 | Common | Common Stock | 2021-08-09 | S | D | 6,304 | $196.86 | 20,550.74 | D | — | — | |
| 4 | Common | Common Stock | 2021-08-09 | S | D | 101 | $196.89 | 20,449.74 | D | — | — | |
| 5 | Derivative | Non-qualified Stock Option (Right to Buy) | 2021-08-09 | M | D | 6,505 | $0.00 | 0 | D | $101.49 · 2014-02-05 to 2023-02-03 | 6,505 Common Stock |