Form 4 for ASB ASSOCIATED BANC-CORP
Accepted 2021-08-10 00:00:00 ET · period of report 2021-08-09 · accession 0001127602-21-023439 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-10 | 2021-08-09 | ASB | Stein David L | EVP | M - OptEx | $14.02 | +16.3K | 80.3K | +25% | +$228.6K |
| DM | 2021-08-10 | 2021-08-09 | ASB | Stein David L | EVP | S - Sale+OE | $20.56 | -16.3K | 63.9K | -20% | -$335.2K |
| D | 2021-08-10 | 2021-08-09 | ASB | Stein David L | EVP | M - OptEx | $0.00 | -16.3K | 8,030 | -67% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock $0.01 Par Value | 2021-08-09 | M | A | 16,302 | $14.02 | 80,251 | D | — | — | |
| 2 | Common | Common Stock $0.01 Par Value | 2021-08-09 | S | D | 15,426 | $20.56 | 64,825 | D | — | — | |
| 3 | Common | Common Stock $0.01 Par Value | 2021-08-09 | S | D | 776 | $20.57 | 64,049 | D | — | — | |
| 4 | Common | Common Stock $0.01 Par Value | 2021-08-09 | S | D | 100 | $20.58 | 63,949 | D | — | — | |
| 5 | Derivative | Non-qualified Stock Option (Right to Buy) | 2021-08-09 | M | D | 16,302 | $0.00 | 8,030 | D | $14.02 · — to 2023-01-22 | 16,302 Common Stock $0.01 Par Value | (F1) Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively. |