Form 4 for YUM Yum! Brands
Accepted 2021-08-10 00:00:00 ET · period of report 2020-03-06 · accession 0001127602-21-023443 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-10 | 2021-08-09 | YUM | King Mark James | CEO - Taco Bell | F - Tax | $133.20 | -1,394 | 7,294 | -16% | -$185.7K |
| DM | 2021-08-10 | 2021-08-09 | YUM | King Mark James | CEO - Taco Bell | M - OptEx | $133.20 | +4,357 | 8,626 | +102% | +$580.4K |
| DM | 2021-08-10 | 2021-08-09 | YUM | King Mark James | CEO - Taco Bell | M - OptEx | $0.00 | -4,357 | 10.4K | -29% | $0 |
| DM | 2021-08-10 | 2020-03-06+ | YUM | King Mark James | CEO - Taco Bell | J - Other | $90.33 | +220.86 | 21.6K | +1% | +$20.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-09 | F | D | 62 | $133.20 | 7,232 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-09 | F | D | 1,332 | $133.20 | 7,294 | D | — | — | |
| 3 | Common | Common Stock | 2021-08-09 | M | A | 4,201 | $133.20 | 8,470 | D | — | — | |
| 4 | Common | Common Stock | 2021-08-09 | M | A | 156 | $133.20 | 8,626 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2021-08-09 | M | D | 156 | $0.00 | 10,259.53 | D | $119.02 · — to — | 156 Common Stock | (F1) Vesting occurs 33% per year beginning one year from grant date. (F2) Shares underlying grant will fully distribute 08/09/2022. |
| 6 | Derivative | Restricted Stock Units | 2020-03-06 | J | A | 111.29 | $89.40 | 21,391.21 | D | $119.02 · — to — | 111.29 Common Stock | (F1) Vesting occurs 33% per year beginning one year from grant date. (F2) Shares underlying grant will fully distribute 08/09/2022. |
| 7 | Derivative | Restricted Stock Units | 2020-06-12 | J | A | 109.57 | $91.28 | 21,610.35 | D | $119.02 · — to — | 109.57 Common Stock | (F1) Vesting occurs 33% per year beginning one year from grant date. (F2) Shares underlying grant will fully distribute 08/09/2022. |
| 8 | Derivative | Restricted Stock Units | 2021-08-09 | M | D | 4,201 | $0.00 | 10,415.53 | D | $119.02 · — to — | 4,201 Common Stock | (F1) Vesting occurs 33% per year beginning one year from grant date. (F2) Shares underlying grant will fully distribute 08/09/2022. |