Form 4/A for YUM Yum! Brands
Accepted 2021-08-10 00:00:00 ET · period of report 2020-03-06 · accession 0001127602-21-023445 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2021-08-10 | 2021-08-09 | YUM | King Mark James | CEO - Taco Bell | F - Tax | $133.20 | -3,496 | 8,164 | -30% | -$465.7K |
| DMA | 2021-08-10 | 2021-08-09 | YUM | King Mark James | CEO - Taco Bell | M - OptEx | $133.20 | +7,261 | 11.5K | +170% | +$967.2K |
| DMA | 2021-08-10 | 2020-03-06+ | YUM | King Mark James | CEO - Taco Bell | J - Other | $90.33 | +220.86 | 21.4K | +1% | +$20.0K |
| DMA | 2021-08-10 | 2021-08-09 | YUM | King Mark James | CEO - Taco Bell | M - OptEx | $0.00 | -7,261 | 7,356 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-09 | F | D | 130 | $133.20 | 8,034 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-09 | F | D | 3,366 | $133.20 | 8,164 | D | — | — | |
| 3 | Common | Common Stock | 2021-08-09 | M | A | 7,001 | $133.20 | 11,270 | D | — | — | |
| 4 | Common | Common Stock | 2021-08-09 | M | A | 260 | $133.20 | 11,530 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2020-06-12 | J | A | 109.57 | $91.28 | 21,610.35 | D | $119.02 · — to — | 109.57 Common Stock | (F1) Vesting occurs 33% per year beginning one year from grant date. (F2) Shares underlying grant will fully distribute 08/09/2022. |
| 6 | Derivative | Restricted Stock Units | 2021-08-09 | M | D | 7,001 | $0.00 | 7,615.53 | D | $119.02 · — to — | 7,001 Common Stock | (F1) Vesting occurs 33% per year beginning one year from grant date. (F2) Shares underlying grant will fully distribute 08/09/2022. |
| 7 | Derivative | Restricted Stock Units | 2021-08-09 | M | D | 260 | $0.00 | 7,355.53 | D | $119.02 · — to — | 260 Common Stock | (F1) Vesting occurs 33% per year beginning one year from grant date. (F2) Shares underlying grant will fully distribute 08/09/2022. |
| 8 | Derivative | Restricted Stock Units | 2020-03-06 | J | A | 111.29 | $89.40 | 21,391.21 | D | $119.02 · — to — | 111.29 Common Stock | (F1) Vesting occurs 33% per year beginning one year from grant date. (F2) Shares underlying grant will fully distribute 08/09/2022. |