Form 4 for SBUX Starbucks
Accepted 2021-08-10 00:00:00 ET · period of report 2021-08-06 · accession 0001127602-21-023490 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-10 | 2021-08-06 | SBUX | CULVER JOHN | COO, group Pres, N America | M - OptEx | $59.05 | +148.6K | 490.0K | +44% | +$8.78M |
| D | 2021-08-10 | 2021-08-06 | SBUX | CULVER JOHN | COO, group Pres, N America | S - Sale+OE | $119.00 | -148.6K | 341.4K | -30% | -$17.69M |
| DM | 2021-08-10 | 2021-08-06 | SBUX | CULVER JOHN | COO, group Pres, N America | M - OptEx | $0.00 | -148.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-06 | M | A | 95,847 | $60.68 | 437,212.94 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-06 | S | D | 148,619 | $119.00 | 341,365.94 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $119 to $119.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2021-08-06 | M | A | 52,772 | $56.10 | 489,984.94 | D | — | — | |
| 4 | Derivative | Non-qualified Stock Option (Right to Buy) | 2021-08-06 | M | D | 52,772 | $0.00 | 158,017 | D | $56.10 · — to 2026-11-21 | 52,772 Common Stock | (F3) The option, representing the right to buy a total of 211,089 shares, became exercisable in one increment of 52,773 shares on November 21, 2017 and three increments of 52,772 shares each on November 21, 2018, November 21, 2019 and November 21, 2020. |
| 5 | Derivative | Non-qualified Stock Option (Right to Buy) | 2021-08-06 | M | D | 95,847 | $0.00 | 0 | D | $60.68 · — to 2025-11-16 | 95,847 Common Stock | (F2) The option, representing the right to buy a total of 147,896 shares, became exercisable in four increments of 36,974 shares each on November 16, 2016, November 16, 2017, November 16, 2018, and November 16, 2019. |