Form 4 for YUM Yum! Brands
Accepted 2021-08-12 00:00:00 ET · period of report 2021-08-11 · accession 0001127602-21-023555 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-12 | 2021-08-11 | YUM | Lowings Anthony | CEO-KFC Division | D - Sale to Iss | $133.06 | -2,166 | 45.7K | -5% | -$288.2K |
| D | 2021-08-12 | 2021-08-11 | YUM | Lowings Anthony | CEO-KFC Division | M - OptEx | $45.88 | +6,280 | 47.9K | +15% | +$288.1K |
| D | 2021-08-12 | 2021-08-11 | YUM | Lowings Anthony | CEO-KFC Division | S - Sale+OE | $133.39 | -4,114 | 41.6K | -9% | -$548.8K |
| D | 2021-08-12 | 2021-08-11 | YUM | Lowings Anthony | CEO-KFC Division | M - OptEx | $0.00 | -6,280 | 10.5K | -37% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-11 | D | D | 2,166 | $133.06 | 45,724 | D | — | — | (F1) Pursuant to 10b5-1 Plan |
| 2 | Common | Common Stock | 2021-08-11 | M | A | 6,280 | $45.88 | 47,890 | D | — | — | (F1) Pursuant to 10b5-1 Plan |
| 3 | Common | Common Stock | 2021-08-11 | S | D | 4,114 | $133.39 | 41,610 | D | — | — | (F1) Pursuant to 10b5-1 Plan |
| 4 | Derivative | Stock Appreciation Right | 2021-08-11 | M | D | 6,280 | $0.00 | 10,468 | D | $45.88 · 2013-02-08 to 2022-02-08 | 6,280 Common Stock | (F1) Pursuant to 10b5-1 Plan |