Form 4 for SNA Snap-on
Accepted 2021-08-12 00:00:00 ET · period of report 2021-08-11 · accession 0001127602-21-023600 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-12 | 2021-08-11 | SNA | PINCHUK NICHOLAS T | COB, Pres, CEO, Dir | M - OptEx | $60.00 | +41.5K | 612.8K | +7% | +$2.49M |
| DM | 2021-08-12 | 2021-08-11 | SNA | PINCHUK NICHOLAS T | COB, Pres, CEO, Dir | S - Sale+OE | $227.30 | -24.5K | 605.0K | -4% | -$5.57M |
| D | 2021-08-12 | 2021-08-11 | SNA | PINCHUK NICHOLAS T | COB, Pres, CEO, Dir | M - OptEx | — | -41.5K | 41.5K | -50% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-11 | M | A | 41,500 | $60.00 | 612,805.76 | D | — | — | (F2) Includes 1.0472 shares acquired under a dividend reinvestment plan. |
| 2 | Common | Common Stock | 2021-08-11 | S | D | 1,300 | $224.96 | 611,505.76 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $224.36 to $225.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. |
| 3 | Common | Common Stock | 2021-08-11 | S | D | 1,942 | $228.98 | 588,313.76 | D | — | — | (F7) This transaction was executed in multiple trades at prices ranging from $228.52 to $229.3342. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. |
| 4 | Common | Common Stock | 2021-08-11 | S | D | 2,800 | $227.13 | 602,205.76 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $226.51 to $227.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. |
| 5 | Common | Common Stock | 2021-08-11 | S | D | 11,950 | $228.04 | 590,255.76 | D | — | — | (F6) This transaction was executed in multiple trades at prices ranging from $227.51 to $228.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. |
| 6 | Common | Common Stock | 2021-08-11 | S | D | 6,500 | $225.96 | 605,005.76 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $225.40 to $226.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. |
| 7 | Derivative | Stock Option (Right to Buy) | 2021-08-11 | M | D | 41,500 | — | 41,500 | D | $60.00 · — to 2022-02-08 | 41,500 Common Stock | (F10) Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan. (F9) Option fully vested. |