Form 4 for ES Eversource Energy

Accepted 2021-08-13 00:00:00 ET · period of report 2021-08-12 · accession 0001127602-21-023684 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DI	2021-08-13	2021-08-12	ES	SCHWEIGER WERNER J	COO, Executive VP	I - Discretionary	$89.60	-482	379	-56%	-$43.2K
D	2021-08-13	2021-08-12	ES	SCHWEIGER WERNER J	COO, Executive VP	I - Discretionary	$89.60	-32.1K	0	-100%	-$2.88M

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Shares, $5.00 par value	2021-08-12	I	D	482	$89.60	379	I 401k Plan (Trustee)	—	—	(F1) Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper. Shares may be transferred by the reporting person into an alternative investment at any time. (F2) This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2021.
2	Derivative	Phantom Shares	2021-08-12	I	D	32,119	$89.60	0	D	— · — to —	32,119 Common Shares, $5.00 par value	(F4) Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one Eversource Energy common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from the line item reporting under SEC Rule 16a-11. Shares of phantom stock may be transferred by the reporting person into an alternative investment at any time. (F2) This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2021.