Form 4 for SXC SunCoke Energy, Inc.
Accepted 2021-08-16 00:00:00 ET · period of report 2021-08-13 · accession 0001127602-21-023807 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-16 | 2021-08-13 | SXC | Gates Katherine T | SVP, CLO, Chi | M - OptEx | $3.80 | +19.9K | 84.3K | +31% | +$75.6K |
| DM | 2021-08-16 | 2021-08-13 | SXC | Gates Katherine T | SVP, CLO, Chi | S - Sale+OE | $7.40 | -19.9K | 74.4K | -21% | -$147.0K |
| DM | 2021-08-16 | 2021-08-13 | SXC | Gates Katherine T | SVP, CLO, Chi | M - OptEx | $0.00 | -19.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-13 | M | A | 9,941 | $3.80 | 84,308 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-13 | S | D | 9,941 | $7.39 | 74,367 | D | — | — | |
| 3 | Common | Common Stock | 2021-08-13 | M | A | 9,942 | $3.80 | 84,309 | D | — | — | |
| 4 | Common | Common Stock | 2021-08-13 | S | D | 9,942 | $7.40 | 74,367 | D | — | — | |
| 5 | Derivative | Stock Options (02.17.2016) | 2021-08-13 | M | D | 9,942 | $0.00 | 0 | D | $3.80 · 2017-02-17 to 2026-02-17 | 9,942 Common Stock | (F1) Broker-assisted cashless exercise of 9,942 market options granted February 17, 2016 pursuant to SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. |
| 6 | Derivative | Performance Options (02.17.2016) | 2021-08-13 | M | D | 9,941 | $0.00 | 0 | D | $3.80 · 2017-02-17 to 2026-02-17 | 9,941 Common Stock | (F2) Broker-assisted cashless exercise of 9,941 performance options granted February 17, 2016 pursuant to SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. |