Form 4 for YUM Yum! Brands
Accepted 2021-08-17 00:00:00 ET · period of report 2021-08-16 · accession 0001127602-21-023834 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-17 | 2021-08-16 | YUM | Gibbs David W | CEO, Dir | S - Sale+OE | $134.48 | -1,469 | 20.0K | -7% | -$197.6K |
| D | 2021-08-17 | 2021-08-16 | YUM | Gibbs David W | CEO, Dir | M - OptEx | $45.88 | +2,227 | 22.3K | +11% | +$102.2K |
| D | 2021-08-17 | 2021-08-16 | YUM | Gibbs David W | CEO, Dir | D - Sale to Iss | $134.96 | -758 | 21.5K | -3% | -$102.3K |
| D | 2021-08-17 | 2021-08-16 | YUM | Gibbs David W | CEO, Dir | M - OptEx | $0.00 | -2,227 | 11.1K | -17% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-16 | S | D | 1,469 | $134.48 | 20,028 | D | — | — | (F1) Pursuant to 10b5-1 Plan |
| 2 | Common | Common Stock | 2021-08-16 | M | A | 2,227 | $45.88 | 22,255 | D | — | — | (F1) Pursuant to 10b5-1 Plan |
| 3 | Common | Common Stock | 2021-08-16 | D | D | 758 | $134.96 | 21,497 | D | — | — | (F1) Pursuant to 10b5-1 Plan |
| 4 | Derivative | Stock Appreciation Right | 2021-08-16 | M | D | 2,227 | $0.00 | 11,135 | D | $45.88 · 2013-02-08 to 2022-02-08 | 2,227 Common Stock | (F1) Pursuant to 10b5-1 Plan (F2) Vesting occurs on a quarterly basis beginning one year from grant date. |