Form 4 for BW Babcock & Wilcox Enterprises, Inc.
Accepted 2021-08-17 00:00:00 ET · period of report 2021-08-13 · accession 0001127602-21-023902 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-17 | 2021-08-13 | BW | Morgan Jimmy B | COO | F - Tax | $7.78 | -22.7K | 251.0K | -8% | -$176.4K |
| D | 2021-08-17 | 2021-08-13 | BW | Morgan Jimmy B | COO | M - OptEx | $7.78 | +50.0K | 273.7K | +22% | +$389.0K |
| D | 2021-08-17 | 2021-08-13 | BW | Morgan Jimmy B | COO | M - OptEx | $0.00 | -50.0K | 50.0K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-13 | F | D | 22,675 | $7.78 | 251,013 | D | — | — | (F1) Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the restricted stock units. |
| 2 | Common | Common Stock | 2021-08-13 | M | A | 50,000 | $7.78 | 273,688 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2021-08-13 | M | D | 50,000 | $0.00 | 50,000 | D | — · — to 2022-08-13 | 50,000 Common Stock | (F2) Each restricted stock unit is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. (F3) Restricted stock units vest in three equal annual installments beginning on August 13, 2020. |