Form 4 for BW Babcock & Wilcox Enterprises, Inc.

Accepted 2021-08-17 00:00:00 ET · period of report 2021-08-13 · accession 0001127602-21-023906 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2021-08-17	2021-08-13	BW	Dziewisz John J	SVP, Corp. Secy	M - OptEx	$7.78	+13.3K	136.6K	+11%	+$103.7K
D	2021-08-17	2021-08-13	BW	Dziewisz John J	SVP, Corp. Secy	F - Tax	$7.78	-6,046	130.6K	-4%	-$47.0K
D	2021-08-17	2021-08-17	BW	Dziewisz John J	SVP, Corp. Secy	S - Sale+OE	$7.18	-25.0K	105.6K	-19%	-$179.5K
D	2021-08-17	2021-08-13	BW	Dziewisz John J	SVP, Corp. Secy	M - OptEx	$0.00	-13.3K	13.3K	-50%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-08-13	M	A	13,333	$7.78	136,638	D	—	—	(F1) RSUs vest in three equal installments beginning on August 13, 2020.
2	Common	Common Stock	2021-08-13	F	D	6,046	$7.78	130,592	D	—	—
3	Common	Common Stock	2021-08-17	S	D	25,000	$7.18	105,592	D	—	—	(F2) Represents the share price weighted average.
4	Derivative	Restricted Stock Unit	2021-08-13	M	D	13,333	$0.00	13,334	D	$0.00 · — to 2022-08-13	13,333 Common Stock	(F1) RSUs vest in three equal installments beginning on August 13, 2020. (F3) Pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan each restricted stock unit represents a contingent right to receive one share of BW common stock. RSUs vest in three installments beginning on August 13, 2020.