Form 4 for BEN Franklin Resources

Accepted 2021-08-19 00:00:00 ET · period of report 2020-12-21 · accession 0001127602-21-024062 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2021-08-19	2021-08-19	BEN	JOHNSON JENNIFER M	Pres, CEO, Dir	S - Sale	$30.37	-52.8K	1.90M	-3%	-$1.60M
	2021-08-19	2020-12-21	BEN	JOHNSON JENNIFER M	Pres, CEO, Dir	G - Gift	—	+1,218	1.94M	+0.1%	—
I	2021-08-19	2020-12-21	BEN	JOHNSON JENNIFER M	Pres, CEO, Dir	G - Gift	—	+6,090	192.4K	+3%	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock, par value $.10	2021-08-19	S	D	52,789	$30.37	1,897,836.03	D By Children or As Trustee For Children	—	—	(F1) The price reposted in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $30.34 to $30.4450, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F3) Shares held by Reporting Person's children or by Reporting Person as trustee for her children. Reporting Person disclaims beneficial ownership of such shares.
2	Common	Common Stock, par value $.10	2020-12-21	G	A	1,218	—	1,943,160.75	D	—	—	(F2) Not applicable.
3	Common	Common Stock, par value $.10	2020-12-21	G	A	6,090	—	192,404	I	—	—	(F2) Not applicable.