Form 4 for BW Babcock & Wilcox Enterprises, Inc.
Accepted 2021-08-27 00:00:00 ET · period of report 2021-08-25 · accession 0001127602-21-024417 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-27 | 2021-08-25 | BW | Dziewisz John J | SVP, Corp. Secy | M - OptEx | $7.85 | +33.3K | 138.9K | +32% | +$261.7K |
| D | 2021-08-27 | 2021-08-25 | BW | Dziewisz John J | SVP, Corp. Secy | S - Sale+OE | $7.92 | -9,200 | 114.6K | -7% | -$72.9K |
| D | 2021-08-27 | 2021-08-25 | BW | Dziewisz John J | SVP, Corp. Secy | F - Tax | $7.85 | -15.1K | 123.8K | -11% | -$118.7K |
| D | 2021-08-27 | 2021-08-25 | BW | Dziewisz John J | SVP, Corp. Secy | M - OptEx | $0.00 | -33.3K | 66.7K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-25 | M | A | 33,333 | $7.85 | 138,925 | D | — | — | (F1) RSUs vest in three equal installments beginning on August 25, 2021. |
| 2 | Common | Common Stock | 2021-08-25 | S | D | 9,200 | $7.92 | 114,609 | D | — | — | (F2) Represents the share price weighted average. |
| 3 | Common | Common Stock | 2021-08-25 | F | D | 15,116 | $7.85 | 123,809 | D | — | — | |
| 4 | Derivative | Restricted Stock Units | 2021-08-25 | M | D | 33,333 | $0.00 | 66,667 | D | $0.00 · — to 2023-08-25 | 33,333 Common Stock | (F3) Pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan, each restricted stock unit (RSU) represents a contingent right to receive one share of BW common stock. RSUs vest in three installments beginning on August 25, 2021. |