Form 4 for HAPN Happen, Inc.
Accepted 2021-08-27 00:00:00 ET · period of report 2021-08-25 · accession 0001127602-21-024452 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-27 | 2021-08-25 | HAPN | ARMSTRONG ANNIE | CRO | F - Tax | $29.08 | -14.5K | 74.4K | -16% | -$422.0K |
| DM | 2021-08-27 | 2021-08-25 | HAPN | ARMSTRONG ANNIE | CRO | M - OptEx | $0.00 | +29.3K | 77.1K | +61% | $0 |
| DM | 2021-08-27 | 2021-08-25 | HAPN | ARMSTRONG ANNIE | CRO | M - OptEx | $0.00 | -29.3K | 54.9K | -35% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-25 | F | D | 11,789 | $29.08 | 71,630 | D | — | — | (F2) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 2 | Common | Common Stock | 2021-08-25 | M | A | 23,777 | $0.00 | 83,419 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 3 | Common | Common Stock | 2021-08-25 | F | D | 2,721 | $29.08 | 74,396 | D | — | — | (F2) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 4 | Common | Common Stock | 2021-08-25 | M | A | 5,487 | $0.00 | 77,117 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 5 | Derivative | Restricted Stock Unit (RSU) | 2021-08-25 | M | D | 23,777 | $0.00 | 261,550 | D | $0.00 · — to — | 23,777 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F3) The RSUs vested as to 25% of the total shares on May 25, 2021, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 6 | Derivative | Restricted Stock Unit (RSU) | 2021-08-25 | M | D | 5,487 | $0.00 | 54,871 | D | $0.00 · — to — | 5,487 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F5) The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |