Form 4 for HAPN Happen, Inc.
Accepted 2021-08-27 00:00:00 ET · period of report 2021-08-25 · accession 0001127602-21-024456 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-27 | 2021-08-25 | HAPN | Koohestani Bahman | Bank-CTO | M - OptEx | $0.00 | +31.5K | 132.9K | +31% | $0 |
| DM | 2021-08-27 | 2021-08-25 | HAPN | Koohestani Bahman | Bank-CTO | F - Tax | $29.08 | -16.6K | 130.5K | -11% | -$483.1K |
| DM | 2021-08-27 | 2021-08-25 | HAPN | Koohestani Bahman | Bank-CTO | M - OptEx | $0.00 | -31.5K | 27.0K | -54% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-25 | M | A | 14,837 | $0.00 | 135,480 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 2 | Common | Common Stock | 2021-08-25 | F | D | 7,812 | $29.08 | 127,668 | D | — | — | (F2) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 3 | Common | Common Stock | 2021-08-25 | F | D | 2,312 | $29.08 | 135,578 | D | — | — | (F2) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 4 | Common | Common Stock | 2021-08-25 | M | A | 4,390 | $0.00 | 137,890 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 5 | Common | Common Stock | 2021-08-25 | F | D | 3,316 | $29.08 | 133,500 | D | — | — | (F2) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 6 | Common | Common Stock | 2021-08-25 | M | A | 6,298 | $0.00 | 136,816 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 7 | Common | Common Stock | 2021-08-25 | M | A | 1,529 | $0.00 | 129,197 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 8 | Common | Common Stock | 2021-08-25 | F | D | 806 | $29.08 | 128,391 | D | — | — | (F2) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 9 | Common | Common Stock | 2021-08-25 | M | A | 4,493 | $0.00 | 132,884 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 10 | Common | Common Stock | 2021-08-25 | F | D | 2,366 | $29.08 | 130,518 | D | — | — | (F2) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 11 | Derivative | Restricted Stock Unit (RSU) | 2021-08-25 | M | D | 14,837 | $0.00 | 44,511 | D | $0.00 · — to — | 14,837 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F3) The RSUs vested as to 6.25% of the total shares on August 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable |
| 12 | Derivative | Restricted Stock Unit (RSU) | 2021-08-25 | M | D | 1,529 | $0.00 | 1,530 | D | $0.00 · — to — | 1,529 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F5) The RSUs vested as to 25% of the total shares on May 25, 2020, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. (F4) Not applicable |
| 13 | Derivative | Restricted Stock Unit (RSU) | 2021-08-25 | M | D | 4,390 | $0.00 | 43,897 | D | $0.00 · — to — | 4,390 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F8) The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable |
| 14 | Derivative | Restricted Stock Unit (RSU) | 2021-08-25 | M | D | 6,298 | $0.00 | 62,980 | D | $0.00 · — to — | 6,298 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F7) The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable |
| 15 | Derivative | Restricted Stock Unit (RSU) | 2021-08-25 | M | D | 4,493 | $0.00 | 26,957 | D | $0.00 · — to — | 4,493 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F6) The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable |