Form 4 for HAPN Happen, Inc.
Accepted 2021-08-27 00:00:00 ET · period of report 2021-08-25 · accession 0001127602-21-024458 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-27 | 2021-08-25 | HAPN | PACE BRANDON | Chief Administrative Off | F - Tax | $29.08 | -12.0K | 78.7K | -13% | -$348.8K |
| DM | 2021-08-27 | 2021-08-25 | HAPN | PACE BRANDON | Chief Administrative Off | M - OptEx | $0.00 | +22.8K | 76.8K | +42% | $0 |
| DM | 2021-08-27 | 2021-08-25 | HAPN | PACE BRANDON | Chief Administrative Off | M - OptEx | $0.00 | -22.8K | 34.1K | -40% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-25 | F | D | 1,671 | $29.08 | 75,124 | D | — | — | (F2) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 2 | Common | Common Stock | 2021-08-25 | M | A | 1,938 | $0.00 | 77,062 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 3 | Common | Common Stock | 2021-08-25 | F | D | 1,021 | $29.08 | 76,041 | D | — | — | (F2) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 4 | Common | Common Stock | 2021-08-25 | M | A | 5,691 | $0.00 | 81,732 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 5 | Common | Common Stock | 2021-08-25 | M | A | 5,878 | $0.00 | 84,613 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 6 | Common | Common Stock | 2021-08-25 | F | D | 3,095 | $29.08 | 81,518 | D | — | — | (F2) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 7 | Common | Common Stock | 2021-08-25 | M | A | 6,097 | $0.00 | 87,615 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 8 | Common | Common Stock | 2021-08-25 | F | D | 3,211 | $29.08 | 84,404 | D | — | — | (F2) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 9 | Common | Common Stock | 2021-08-25 | M | A | 3,172 | $0.00 | 76,795 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 10 | Common | Common Stock | 2021-08-25 | F | D | 2,997 | $29.08 | 78,735 | D | — | — | (F2) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 11 | Derivative | Restricted Stock Unit (RSU) | 2021-08-25 | M | D | 3,172 | $0.00 | 6,344 | D | $0.00 · — to — | 3,172 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F3) The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 12 | Derivative | Restricted Stock Unit (RSU) | 2021-08-25 | M | D | 1,938 | $0.00 | 1,938 | D | $0.00 · — to — | 1,938 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F5) The RSUs vested as to 25% of the total shares on May 25, 2020, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. (F4) Not applicable. |
| 13 | Derivative | Restricted Stock Unit (RSU) | 2021-08-25 | M | D | 6,097 | $0.00 | 60,968 | D | $0.00 · — to — | 6,097 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F8) The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 14 | Derivative | Restricted Stock Unit (RSU) | 2021-08-25 | M | D | 5,878 | $0.00 | 58,782 | D | $0.00 · — to — | 5,878 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F7) The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 15 | Derivative | Restricted Stock Unit (RSU) | 2021-08-25 | M | D | 5,691 | $0.00 | 34,146 | D | $0.00 · — to — | 5,691 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F6) The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |