Form 4 for HAPN Happen, Inc.
Accepted 2021-08-27 00:00:00 ET · period of report 2021-08-25 · accession 0001127602-21-024460 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-27 | 2021-08-25 | HAPN | Stack Fergal | SVP, Corp. Ctrl | M - OptEx | $0.00 | +20.1K | 94.5K | +27% | $0 |
| DM | 2021-08-27 | 2021-08-25 | HAPN | Stack Fergal | SVP, Corp. Ctrl | F - Tax | $29.06 | -8,444 | 93.5K | -8% | -$245.4K |
| DM | 2021-08-27 | 2021-08-25 | HAPN | Stack Fergal | SVP, Corp. Ctrl | M - OptEx | $0.00 | -20.1K | 44.4K | -31% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-25 | M | A | 5,099 | $0.00 | 98,615 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 2 | Common | Common Stock | 2021-08-25 | F | D | 2,007 | $29.08 | 96,608 | D | — | — | (F2) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 3 | Common | Common Stock | 2021-08-25 | M | A | 4,442 | $0.00 | 101,050 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 4 | Common | Common Stock | 2021-08-25 | F | D | 1,748 | $29.08 | 99,302 | D | — | — | (F2) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 5 | Common | Common Stock | 2021-08-25 | M | A | 4,612 | $0.00 | 92,264 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 6 | Common | Common Stock | 2021-08-25 | F | D | 2,089 | $29.00 | 90,175 | D | — | — | (F2) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 7 | Common | Common Stock | 2021-08-25 | M | A | 3,545 | $0.00 | 93,720 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 8 | Common | Common Stock | 2021-08-25 | F | D | 1,583 | $29.08 | 92,137 | D | — | — | (F2) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 9 | Common | Common Stock | 2021-08-25 | M | A | 2,396 | $0.00 | 94,533 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 10 | Common | Common Stock | 2021-08-25 | F | D | 1,017 | $29.08 | 93,516 | D | — | — | (F2) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 11 | Derivative | Restricted Stock Unit (RSU) | 2021-08-25 | M | D | 4,612 | $0.00 | 0 | D | $0.00 · — to — | 4,612 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F3) The RSUs vested as to 25% of the total shares on August 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 12 | Derivative | Restricted Stock Unit (RSU) | 2021-08-25 | M | D | 3,545 | $0.00 | 7,090 | D | $0.00 · — to — | 3,545 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F5) The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 13 | Derivative | Restricted Stock Unit (RSU) | 2021-08-25 | M | D | 2,396 | $0.00 | 14,378 | D | $0.00 · — to — | 2,396 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F6) The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 14 | Derivative | Restricted Stock Unit (RSU) | 2021-08-25 | M | D | 5,099 | $0.00 | 50,984 | D | $0.00 · — to — | 5,099 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F7) The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 15 | Derivative | Restricted Stock Unit (RSU) | 2021-08-25 | M | D | 4,442 | $0.00 | 44,420 | D | $0.00 · — to — | 4,442 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F8) The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |