Form 4 for HAPN Happen, Inc.
Accepted 2021-08-27 00:00:00 ET · period of report 2021-08-02 · accession 0001127602-21-024463 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-27 | 2021-08-25 | HAPN | Momen Ronnie | Bank-Chief of Consumer Banking | F - Tax | $29.08 | -17.8K | 87.1K | -17% | -$518.5K |
| DM | 2021-08-27 | 2021-08-25 | HAPN | Momen Ronnie | Bank-Chief of Consumer Banking | M - OptEx | $0.00 | +33.9K | 96.6K | +54% | $0 |
| D | 2021-08-27 | 2021-08-02 | HAPN | Momen Ronnie | Bank-Chief of Consumer Banking | G - Gift | $0.00 | -4,808 | 81.7K | -6% | $0 |
| DM | 2021-08-27 | 2021-08-25 | HAPN | Momen Ronnie | Bank-Chief of Consumer Banking | M - OptEx | $0.00 | -33.9K | 97.5K | -26% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-25 | F | D | 5,137 | $29.08 | 97,696 | D | — | — | (F3) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 2 | Common | Common Stock | 2021-08-25 | M | A | 9,755 | $0.00 | 102,833 | D | — | — | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 3 | Common | Common Stock | 2021-08-02 | G | D | 4,808 | $0.00 | 81,668 | D | — | — | (F1) Transaction represents the transfer of 4,808 shares by the Reporting Person of Issuer common stock by bona fide gift. |
| 4 | Common | Common Stock | 2021-08-25 | M | A | 11,393 | $0.00 | 93,061 | D | — | — | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 5 | Common | Common Stock | 2021-08-25 | F | D | 3,538 | $29.08 | 93,078 | D | — | — | (F3) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 6 | Common | Common Stock | 2021-08-25 | M | A | 5,991 | $0.00 | 93,053 | D | — | — | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 7 | Common | Common Stock | 2021-08-25 | F | D | 3,155 | $29.08 | 89,898 | D | — | — | (F3) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 8 | Common | Common Stock | 2021-08-25 | M | A | 6,718 | $0.00 | 96,616 | D | — | — | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 9 | Common | Common Stock | 2021-08-25 | F | D | 5,999 | $29.08 | 87,062 | D | — | — | (F3) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 10 | Derivative | Restricted Stock Unit (RSU) | 2021-08-25 | M | D | 11,393 | $0.00 | 45,574 | D | $0.00 · — to — | 11,393 Common Stock | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F4) The RSUs vested as to 6.25% of the total shares on November 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F5) Not applicable. |
| 11 | Derivative | Restricted Stock Unit (RSU) | 2021-08-25 | M | D | 5,991 | $0.00 | 35,943 | D | $0.00 · — to — | 5,991 Common Stock | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F6) The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F5) Not applicable. |
| 12 | Derivative | Restricted Stock Unit (RSU) | 2021-08-25 | M | D | 6,718 | $0.00 | 67,179 | D | $0.00 · — to — | 6,718 Common Stock | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F7) The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F5) Not applicable. |
| 13 | Derivative | Restricted Stock Unit (RSU) | 2021-08-25 | M | D | 9,755 | $0.00 | 97,548 | D | $0.00 · — to — | 9,755 Common Stock | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F8) The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F5) Not applicable. |