Form 4 for HAPN Happen, Inc.
Accepted 2021-08-27 00:00:00 ET · period of report 2021-08-25 · accession 0001127602-21-024465 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-27 | 2021-08-25 | HAPN | Kay Valerie | Bank-Chief Capital Off | M - OptEx | $0.00 | +27.5K | 91.7K | +43% | $0 |
| DM | 2021-08-27 | 2021-08-25 | HAPN | Kay Valerie | Bank-Chief Capital Off | F - Tax | $29.07 | -15.8K | 92.8K | -15% | -$460.2K |
| DM | 2021-08-27 | 2021-08-25 | HAPN | Kay Valerie | Bank-Chief Capital Off | M - OptEx | $0.00 | -27.5K | 1,530 | -95% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-25 | M | A | 2,460 | $0.00 | 85,903 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 2 | Common | Common Stock | 2021-08-25 | M | A | 4,493 | $0.00 | 92,697 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 3 | Common | Common Stock | 2021-08-25 | F | D | 882 | $29.08 | 88,204 | D | — | — | (F2) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 4 | Common | Common Stock | 2021-08-25 | M | A | 1,529 | $0.00 | 89,086 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 5 | Common | Common Stock | 2021-08-25 | F | D | 4,164 | $29.08 | 87,557 | D | — | — | (F2) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 6 | Common | Common Stock | 2021-08-25 | F | D | 3,152 | $29.08 | 95,115 | D | — | — | (F2) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 7 | Common | Common Stock | 2021-08-25 | F | D | 1,415 | $29.00 | 84,488 | D | — | — | (F2) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 8 | Common | Common Stock | 2021-08-25 | F | D | 2,588 | $29.08 | 90,109 | D | — | — | (F2) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 9 | Common | Common Stock | 2021-08-25 | M | A | 6,298 | $0.00 | 96,407 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 10 | Common | Common Stock | 2021-08-25 | F | D | 3,627 | $29.08 | 92,780 | D | — | — | (F2) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 11 | Common | Common Stock | 2021-08-25 | M | A | 5,487 | $0.00 | 98,267 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 12 | Common | Common Stock | 2021-08-25 | M | A | 7,233 | $0.00 | 91,721 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 13 | Derivative | Restricted Stock Unit (RSU) | 2021-08-25 | M | D | 2,460 | $0.00 | 0 | D | $0.00 · — to — | 2,460 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F3) The RSUs vested as to 6.25% of the total shares on November 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 14 | Derivative | Restricted Stock Unit (RSU) | 2021-08-25 | M | D | 7,233 | $0.00 | 21,700 | D | $0.00 · — to — | 7,233 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F5) The RSUs vested as to 6.25% of the total shares on August 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 15 | Derivative | Restricted Stock Unit (RSU) | 2021-08-25 | M | D | 5,487 | $0.00 | 54,871 | D | $0.00 · — to — | 5,487 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F9) The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 16 | Derivative | Restricted Stock Unit (RSU) | 2021-08-25 | M | D | 4,493 | $0.00 | 26,957 | D | $0.00 · — to — | 4,493 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F7) The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 17 | Derivative | Restricted Stock Unit (RSU) | 2021-08-25 | M | D | 6,298 | $0.00 | 62,980 | D | $0.00 · — to — | 6,298 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F8) The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 18 | Derivative | Restricted Stock Unit (RSU) | 2021-08-25 | M | D | 1,529 | $0.00 | 1,530 | D | $0.00 · — to — | 1,529 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F6) The RSUs vested as to 25% of the total shares on May 25, 2020, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. (F4) Not applicable. |