Form 4 for HAPN Happen, Inc.
Accepted 2021-08-27 00:00:00 ET · period of report 2021-06-03 · accession 0001127602-21-024467 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-27 | 2021-06-03 | HAPN | CASEY THOMAS W | CFO, Dir | G - Gift | $0.00 | -190.0K | 15.9K | -92% | $0 |
| DM | 2021-08-27 | 2021-08-25 | HAPN | CASEY THOMAS W | CFO, Dir | M - OptEx | $0.00 | +48.0K | 32.4K | New | $0 |
| DM | 2021-08-27 | 2021-08-25 | HAPN | CASEY THOMAS W | CFO, Dir | F - Tax | $29.08 | -21.1K | 35.5K | -37% | -$612.3K |
| DM | 2021-08-27 | 2021-08-25 | HAPN | CASEY THOMAS W | CFO, Dir | M - OptEx | $0.00 | -48.0K | 22.4K | -68% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-06-03 | G | D | 190,000 | $0.00 | 15,948 | D | — | — | (F1) Transaction represents the transfer of 190,000 shares by the Reporting Person of Issuer common stock by bona fide gift. |
| 2 | Common | Common Stock | 2021-08-25 | M | A | 11,194 | $0.00 | 27,142 | D | — | — | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 3 | Common | Common Stock | 2021-08-25 | F | D | 5,385 | $29.08 | 21,757 | D | — | — | (F3) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 4 | Common | Common Stock | 2021-08-25 | M | A | 3,058 | $0.00 | 24,815 | D | — | — | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 5 | Common | Common Stock | 2021-08-25 | F | D | 1,416 | $29.08 | 23,399 | D | — | — | (F3) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 6 | Common | Common Stock | 2021-08-25 | F | D | 4,799 | $29.08 | 42,922 | D | — | — | (F3) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 7 | Common | Common Stock | 2021-08-25 | F | D | 4,160 | $29.08 | 28,225 | D | — | — | (F3) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 8 | Common | Common Stock | 2021-08-25 | M | A | 12,596 | $0.00 | 40,821 | D | — | — | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 9 | Common | Common Stock | 2021-08-25 | F | D | 5,294 | $29.08 | 35,527 | D | — | — | (F3) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 10 | Common | Common Stock | 2021-08-25 | M | A | 12,194 | $0.00 | 47,721 | D | — | — | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 11 | Common | Common Stock | 2021-08-25 | M | A | 8,986 | $0.00 | 32,385 | D | — | — | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 12 | Derivative | Restricted Stock Unit (RSU) | 2021-08-25 | M | D | 12,194 | $0.00 | 121,935 | D | $0.00 · — to — | 12,194 Common Stock | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F9) The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F5) Not applicable. |
| 13 | Derivative | Restricted Stock Unit (RSU) | 2021-08-25 | M | D | 12,596 | $0.00 | 125,960 | D | $0.00 · — to — | 12,596 Common Stock | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F8) The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F5) Not applicable. |
| 14 | Derivative | Restricted Stock Unit (RSU) | 2021-08-25 | M | D | 8,986 | $0.00 | 53,914 | D | $0.00 · — to — | 8,986 Common Stock | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F7) The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F5) Not applicable. |
| 15 | Derivative | Restricted Stock Unit (RSU) | 2021-08-25 | M | D | 3,058 | $0.00 | 3,059 | D | $0.00 · — to — | 3,058 Common Stock | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F6) The RSUs vested as to 25% of the total shares on May 25, 2020, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. (F5) Not applicable. |
| 16 | Derivative | Restricted Stock Unit (RSU) | 2021-08-25 | M | D | 11,194 | $0.00 | 22,389 | D | $0.00 · — to — | 11,194 Common Stock | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F4) The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F5) Not applicable. |