Form 4 for TRV Travelers Companies (The)
Accepted 2021-08-31 00:00:00 ET · period of report 2004-01-07 · accession 0001127602-21-024583 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-31 | 2021-08-27 | TRV | BESSETTE ANDY F | EVP, Chief Admin Off | S - Sale+OE | $162.06 | -20.8K | 11.9K | -64% | -$3.38M |
| DM | 2021-08-31 | 2021-08-27 | TRV | BESSETTE ANDY F | EVP, Chief Admin Off | M - OptEx | $118.27 | +20.8K | 31.9K | +188% | +$2.46M |
| DM | 2021-08-31 | 2004-01-07+ | TRV | BESSETTE ANDY F | EVP, Chief Admin Off | A - Grant | $37.77 | +442.63 | 144.96 | New | +$16.7K |
| DM | 2021-08-31 | 2021-08-27 | TRV | BESSETTE ANDY F | EVP, Chief Admin Off | M - OptEx | $0.00 | -20.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-27 | S | D | 20,000 | $162.05 | 11,909.64 | D | — | — | (F2) Represents the weighted average sales price for price increments ranging from $162.01 to $162.17. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2021-08-27 | S | D | 835 | $162.19 | 11,909.64 | D | — | — | (F1) Represents the weighted average sales price for price increments ranging from $162.18 to $162.21. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2021-08-27 | M | A | 835 | $106.03 | 12,744.64 | D | — | — | |
| 4 | Common | Common Stock | 2021-08-27 | M | A | 20,000 | $118.78 | 31,909.64 | D | — | — | |
| 5 | Derivative | Deferred Compensation Phantom Stock | 2005-01-07 | A | A | 297.67 | $36.98 | 448.14 | D | — · — to — | 297.67 Common Stock | (F3) This Form 4 is also being filed to report the acquisition of Deferred Compensation Phantom Stock units, which were inadvertently not reported at the time the reporting person made a contribution to one of the Company's deferred compensation plans. (F5) Represents the approximate number of shares of Travelers Common Stock underlying the hypothetical investment of deferred compensation pursuant to one of the Company's deferred compensation plans. (F6) Includes 5.51 shares of Travelers Common Stock underlying Deferred Compensation Phantom Stock units acquired from January 7, 2004 to the date of the reported transaction pursuant to the dividend reinvestment feature of the deferred compensation plan. (F4) Pursuant to the terms of the plan, the executive will receive distribution of his deferred compensation account in cash following termination of his employment with the Company. |
| 6 | Derivative | Stock Options (Right to Buy) | 2021-08-27 | M | D | 20,000 | $0.00 | 6,005 | D | $118.78 · 2020-02-09 to 2027-02-09 | 20,000 Common Stock | |
| 7 | Derivative | Deferred Compensation Phantom Stock | 2004-01-07 | A | A | 144.96 | $39.40 | 144.96 | D | — · — to — | 144.96 Common Stock | (F3) This Form 4 is also being filed to report the acquisition of Deferred Compensation Phantom Stock units, which were inadvertently not reported at the time the reporting person made a contribution to one of the Company's deferred compensation plans. (F5) Represents the approximate number of shares of Travelers Common Stock underlying the hypothetical investment of deferred compensation pursuant to one of the Company's deferred compensation plans. (F4) Pursuant to the terms of the plan, the executive will receive distribution of his deferred compensation account in cash following termination of his employment with the Company. |
| 8 | Derivative | Stock Option (Right to Buy) | 2021-08-27 | M | D | 835 | $0.00 | 0 | D | $106.03 · 2019-02-02 to 2026-02-02 | 835 Common Stock |