Form 4 for VIAV VIAVI SOLUTIONS INC.
Accepted 2021-08-31 00:00:00 ET · period of report 2021-08-28 · accession 0001127602-21-024622 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-31 | 2021-08-28 | VIAV | Staley Gary W | SVP Gbl Sales NSE | M - OptEx | $0.00 | +23.2K | 78.9K | +42% | $0 |
| DM | 2021-08-31 | 2021-08-28 | VIAV | Staley Gary W | SVP Gbl Sales NSE | F - Tax | $16.67 | -9,132 | 76.9K | -11% | -$152.2K |
| DM | 2021-08-31 | 2021-08-28 | VIAV | Staley Gary W | SVP Gbl Sales NSE | A - Grant | $0.00 | +59.3K | 29.7K | New | $0 |
| DM | 2021-08-31 | 2021-08-28 | VIAV | Staley Gary W | SVP Gbl Sales NSE | M - OptEx | $0.00 | -23.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-28 | M | A | 2,513 | $0.00 | 79,448 | D | — | — | (F1) Each unit converts upon vesting into one share of common stock. |
| 2 | Common | Common Stock | 2021-08-28 | F | D | 989 | $16.67 | 78,459 | D | — | — | (F3) These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. |
| 3 | Common | Common Stock | 2021-08-28 | M | A | 3,141 | $0.00 | 81,600 | D | — | — | (F1) Each unit converts upon vesting into one share of common stock. |
| 4 | Common | Common Stock | 2021-08-28 | F | D | 1,236 | $16.67 | 80,364 | D | — | — | (F3) These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. |
| 5 | Common | Common Stock | 2021-08-28 | M | A | 12,550 | $0.00 | 92,914 | D | — | — | (F1) Each unit converts upon vesting into one share of common stock. |
| 6 | Common | Common Stock | 2021-08-28 | F | D | 4,939 | $16.67 | 87,975 | D | — | — | (F3) These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. |
| 7 | Common | Common Stock | 2021-08-28 | M | A | 5,000 | $0.00 | 78,903 | D | — | — | (F1) Each unit converts upon vesting into one share of common stock. (F2) Total includes 875 shares purchased pursuant to the ESPP plan. |
| 8 | Common | Common Stock | 2021-08-28 | F | D | 1,968 | $16.67 | 76,935 | D | — | — | (F3) These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. |
| 9 | Derivative | Restricted Stock Units | 2021-08-28 | A | A | 29,655 | $0.00 | 29,655 | D | $0.00 · — to — | 29,655 Common Stock | (F7) Units subject to the Award shall vest annually in three equal installments over three years. (F5) There are no expiration dates on RSUs |
| 10 | Derivative | Restricted Stock Units | 2021-08-28 | M | D | 12,550 | $0.00 | 25,101 | D | $0.00 · — to — | 12,550 Common Stock | (F1) Each unit converts upon vesting into one share of common stock. (F7) Units subject to the Award shall vest annually in three equal installments over three years. (F5) There are no expiration dates on RSUs |
| 11 | Derivative | Restricted Stock Units | 2021-08-28 | M | D | 3,141 | $0.00 | 12,563 | D | $0.00 · — to — | 3,141 Common Stock | (F1) Each unit converts upon vesting into one share of common stock. (F7) Units subject to the Award shall vest annually in three equal installments over three years. (F5) There are no expiration dates on RSUs |
| 12 | Derivative | Restricted Stock Units | 2021-08-28 | M | D | 2,513 | $0.00 | 0 | D | $0.00 · — to — | 2,513 Common Stock | (F1) Each unit converts upon vesting into one share of common stock. (F6) 1/3 of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years. (F5) There are no expiration dates on RSUs |
| 13 | Derivative | Restricted Stock Units | 2021-08-28 | M | D | 5,000 | $0.00 | 0 | D | $0.00 · — to — | 5,000 Common Stock | (F1) Each unit converts upon vesting into one share of common stock. (F4) 50% vesting on 1st anniversary of Grant Date and 25% vesting on 2nd & 3rd anniversary of Grant Date. (F5) There are no expiration dates on RSUs |
| 14 | Derivative | Market Stock Units | 2021-08-28 | A | A | 29,655 | $0.00 | 29,655 | D | $0.00 · — to — | 29,655 Common Stock | (F8) See Exhibit 99 - FY2022 MSU Exhibit for vesting schedule and terms (F9) There are no expiration dates on MSUs. |