Form 4 for BHC Bausch Health Companies Inc.
Accepted 2021-09-03 00:00:00 ET · period of report 2021-09-01 · accession 0001127602-21-024865 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-03 | 2021-09-01 | BHC | APPIO THOMAS | Pres, Co-Head Bausch, Lomb, Int'l | A - Grant | $0.00 | +90.3K | 320.7K | +39% | $0 |
| D | 2021-09-03 | 2021-09-01 | BHC | APPIO THOMAS | Pres, Co-Head Bausch, Lomb, Int'l | A - Grant | $0.00 | +90.3K | 90.3K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares, No Par Value | 2021-09-01 | A | A | 90,260 | $0.00 | 320,686 | D | — | — | (F1) Represents the award of restricted share units ("RSUs") which will vest one-third on each of the first three anniversaries following the date of grant, subject to the reporting person's continued service. Vested RSUs are settled in common shares, no par value, of the Issuer ("Common Shares"). |
| 2 | Derivative | Restricted Share Units | 2021-09-01 | A | A | 90,260 | $0.00 | 90,260 | D | $0.00 · — to — | 90,260 Common Shares, No Par Value | (F2) Represents a grant of performance-based RSUs ("PSUs"), each of which represents a contingent right to receive one Common Share. The number of Common Shares to be distributed upon the vesting of the PSUs will be determined by the Issuer's Total Shareholder Return ("TSR"), as measured for the 20 trading days preceding the TSR measurement date, and will be between 0% to 200% of the PSU target reported in Column 5. |