Form 4 for ILMN ILLUMINA, INC.

Accepted 2021-09-03 00:00:00 ET · period of report 2021-08-18 · accession 0001127602-21-024923 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2021-09-03	2021-08-18	ILMN	Aravanis Alexander	SVP, CTO	A - Grant	$510.61	+21.7K	26.3K	+463%	+$11.06M
	2021-09-03	2021-08-18	ILMN	Aravanis Alexander	SVP, CTO	F - Tax	$510.61	-9,949	16.4K	-38%	-$5.08M

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-08-18	A	A	21,653	$510.61	26,332	D	—	—	(F1) Represents shares acquired by the reporting person pursuant to the terms of the Agreement and Plan of Merger, dated as of September 20, 2020, as amended, by and among Illumina, Inc. and GRAIL, Inc. ("GRAIL"), among others (the "Merger Agreement"). At the closing of the transactions contemplated by the Merger Agreement (the "Closing"), the reporting person became entitled to receive in respect of the shares of Class A Common Stock of GRAIL and GRAIL stock options held by him as of immediately prior to the Closing the shares of Illumina common stock reported above, based on, in each case, an exchange ratio determined pursuant to the terms of the Merger Agreement.
2	Common	Common Stock	2021-08-18	F	D	9,949	$510.61	16,383	D	—	—	(F2) Represents tax withholding, required pursuant to the terms of the Merger Agreement, in connection with the shares received in respect of the GRAIL stock options held by the reporting person as of immediately prior to the Closing.