Form 4 for YUMC Yum China Holdings, Inc.
Accepted 2021-09-07 00:00:00 ET · period of report 2021-09-03 · accession 0001127602-21-024929 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-07 | 2021-09-03 | YUMC | Chan Joseph | CLO | F - Tax | $62.50 | -1,107 | 4,689 | -19% | -$69.2K |
| D | 2021-09-07 | 2021-09-03 | YUMC | Chan Joseph | CLO | M - OptEx | $0.00 | +3,440 | 5,796 | +146% | $0 |
| D | 2021-09-07 | 2021-09-03 | YUMC | Chan Joseph | CLO | M - OptEx | $0.00 | -3,440 | 3,544 | -49% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-03 | F | D | 1,107 | $62.50 | 4,689 | D | — | — | |
| 2 | Common | Common Stock | 2021-09-03 | M | A | 3,440 | $0.00 | 5,796 | D | — | — | (F1) Conversion occurs on a one-for-one basis. |
| 3 | Derivative | Restricted Stock Unit | 2021-09-03 | M | D | 3,440 | $0.00 | 3,544 | D | — · — to — | 3,440 Common Stock | (F1) Conversion occurs on a one-for-one basis. (F2) Vesting occurs 1/3 per year beginning one year from 9/3/2019. (F3) This grant does not have an expiration date. |