Form 4 for NIC NICOLET BANKSHARES INC
Accepted 2021-09-08 00:00:00 ET · period of report 2021-09-03 · accession 0001127602-21-025028 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2021-09-08 | 2021-09-03 | NIC | Tobias Paul Davison | Dir | A - Grant | $76.94 | +24.2K | 24.2K | New | +$1.86M |
| MI | 2021-09-08 | 2021-09-03 | NIC | Tobias Paul Davison | Dir | A - Grant | — | +28.0K | 11.9K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-03 | A | A | 23,730 | — | 23,730 | D IRA | — | — | (F1) Acquired in connection with the Mackinac Financial Corporation and Nicolet Bankshares, Inc. merger, effective September 3, 2021. |
| 2 | Common | Common Stock | 2021-09-03 | A | A | 433 | $76.94 | 24,163 | D By Tobias Capital LLC | — | — | (F2) Upon Mr. Tobias' appointment to Nicolet Bankshares, Inc. Board of Directors, effective September 3, 2021, the Company paid Mr. Tobias the Board annual retainer, granted as a restricted stock award with an immediate full vest of 433 shares, as of September 3, 2021. |
| 3 | Common | Common Stock | 2021-09-03 | A | A | 16,053 | — | 16,053 | I | — | — | (F3) Acquired in connection with the Mackinac Financial Corporation and Nicolet Bankshares, Inc. merger, effective September 3, 2021. |
| 4 | Common | Common Stock | 2021-09-03 | A | A | 11,922 | — | 11,922 | I | — | — | (F4) Acquired in connection with the Mackinac Financial Corporation and Nicolet Bankshares, Inc. merger, effective September 3, 2021. |