Form 4 for LII Lennox International
Accepted 2021-09-09 00:00:00 ET · period of report 2021-09-07 · accession 0001127602-21-025067 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-09 | 2021-09-08 | LII | Bluedorn Todd M | COB, CEO, Dir | S - Sale+OE | $327.56 | -6,058 | 57.9K | -9% | -$1.98M |
| DM | 2021-09-09 | 2021-09-07 | LII | Bluedorn Todd M | COB, CEO, Dir | M - OptEx | $0.00 | +9,988 | 64.3K | +18% | $0 |
| DM | 2021-09-09 | 2021-09-07 | LII | Bluedorn Todd M | COB, CEO, Dir | F - Tax | $330.82 | -3,930 | 60.4K | -6% | -$1.30M |
| DM | 2021-09-09 | 2021-09-07 | LII | Bluedorn Todd M | COB, CEO, Dir | M - OptEx | $0.00 | -28.7K | 20.9K | -58% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, Par Value $0.01 Per Share | 2021-09-08 | S | D | 1,500 | $327.67 | 55,512 | D | — | — | (F10) Reflects a weighted average sale price of $327.668 at prices ranging from $327.16 to $328.14 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock, Par Value $0.01 Per Share | 2021-09-08 | S | D | 1,186 | $328.50 | 54,326 | D | — | — | (F11) Reflects a weighted average sale price of $328.496 at prices ranging from $328.18 to $328.85 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock, Par Value $0.01 Per Share | 2021-09-07 | M | A | 5,926 | $0.00 | 60,252 | D | — | — | |
| 4 | Common | Common Stock, Par Value $0.01 Per Share | 2021-09-07 | M | A | 3,132 | $0.00 | 63,384 | D | — | — | |
| 5 | Common | Common Stock, Par Value $0.01 Per Share | 2021-09-07 | M | A | 930 | $0.00 | 64,314 | D | — | — | |
| 6 | Common | Common Stock, Par Value $0.01 Per Share | 2021-09-07 | F | D | 366 | $330.82 | 63,948 | D | — | — | |
| 7 | Common | Common Stock, Par Value $0.01 Per Share | 2021-09-07 | F | D | 1,232 | $330.82 | 62,716 | D | — | — | |
| 8 | Common | Common Stock, Par Value $0.01 Per Share | 2021-09-07 | F | D | 2,332 | $330.82 | 60,384 | D | — | — | |
| 9 | Common | Common Stock, Par Value $0.01 Per Share | 2021-09-08 | S | D | 545 | $326.50 | 59,839 | D | — | — | (F2) Reflects a weighted average sale price of $326.498 at prices ranging from $326.13 to $327 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 10 | Common | Common Stock, Par Value $0.01 Per Share | 2021-09-08 | S | D | 900 | $327.70 | 58,939 | D | — | — | (F3) Reflects a weighted average sale price of $327.698 at prices ranging from $327.17 to $328.02 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 11 | Common | Common Stock, Par Value $0.01 Per Share | 2021-09-08 | S | D | 455 | $328.52 | 58,484 | D | — | — | (F4) Reflects a weighted average sale price of $328.522 at pricing ranging from $328.39 to $328.72 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 12 | Common | Common Stock, Par Value $0.01 Per Share | 2021-09-08 | S | D | 166 | $326.37 | 58,318 | D | — | — | (F5) Reflects a weighted average sale price of $326.373 at prices ranging from 326.13 to $326.68 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 13 | Common | Common Stock, Par Value $0.01 Per Share | 2021-09-08 | S | D | 697 | $326.43 | 57,012 | D | — | — | (F9) Reflects a weighted average sale price of $326.431 at prices ranging from $326.13 to $326.82 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 14 | Common | Common Stock, Par Value $0.01 Per Share | 2021-09-08 | S | D | 211 | $325.50 | 57,709 | D | — | — | (F8) Reflects a weighted average sale price of $325.503 at prices ranging from $325.13 to $326.10 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 15 | Common | Common Stock, Par Value $0.01 Per Share | 2021-09-08 | S | D | 209 | $327.61 | 58,109 | D | — | — | (F6) Reflects a weighted average sale price of $327.609 at prices ranging from $327.17 to $328.10 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 16 | Common | Common Stock, Par Value $0.01 Per Share | 2021-09-08 | S | D | 189 | $328.46 | 57,920 | D | — | — | (F7) Reflects a weighted average sale price of $328.457 at prices ranging from $328.18 to $328.71 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 17 | Derivative | Non-qualified Stock Appreciation Right | 2021-09-07 | M | D | 15,650 | $0.00 | 15,649 | D | $205.53 · 2018-12-08 to 2024-12-08 | 15,650 Common Stock, Par Value $0.01 Per Share | (F13) One third of the Stock Appreciation Rights became exercisable on 12/8/2018 and each year thereafter. The entire grant became fully exercisable on 12/8/2020. |
| 18 | Derivative | Non-qualified Stock Appreciation Right | 2021-09-07 | M | D | 8,921 | $0.00 | 17,842 | D | $214.63 · 2019-12-07 to 2025-12-07 | 8,921 Common Stock, Par Value $0.01 Per Share | (F14) One third of the Stock Appreciation Rights became exercisable on 12/7/2019 and each year thereafter. The entire grant will become fully exercisable on 12/7/2021. |
| 19 | Derivative | Non-qualified Stock Appreciation Right | 2021-09-07 | M | D | 4,175 | $0.00 | 20,873 | D | $257.08 · 2020-12-13 to 2026-12-13 | 4,175 Common Stock, Par Value $0.01 Per Share | (F15) One third of the Stock Appreciation Rights became exercisable on 12/13/2020 and each year thereafter. The entire grant will become fully exercisable on 12/13/2022. |