Form 4 for SNA Snap-on
Accepted 2021-09-10 00:00:00 ET · period of report 2021-09-09 · accession 0001127602-21-025146 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-10 | 2021-09-09 | SNA | Pagliari Aldo John | CFO, SVP - Fin | S - Sale+OE | $221.47 | -4,912 | 64.6K | -7% | -$1.09M |
| D | 2021-09-10 | 2021-09-09 | SNA | Pagliari Aldo John | CFO, SVP - Fin | M - OptEx | $60.00 | +8,000 | 69.0K | +13% | +$480.0K |
| D | 2021-09-10 | 2021-09-09 | SNA | Pagliari Aldo John | CFO, SVP - Fin | M - OptEx | — | -8,000 | 10.0K | -44% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-09 | S | D | 1,398 | $220.14 | 67,569.56 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $219.52 to $220.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. |
| 2 | Common | Common Stock | 2021-09-09 | M | A | 8,000 | $60.00 | 68,967.56 | D | — | — | (F2) Includes 12.1757 shares acquired under a dividend reinvestment plan. |
| 3 | Common | Common Stock | 2021-09-09 | S | D | 500 | $222.71 | 64,055.56 | D | — | — | (F6) This transaction was executed in multiple trades at prices ranging from $222.61 to $223.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. |
| 4 | Common | Common Stock | 2021-09-09 | S | D | 914 | $221.03 | 66,655.56 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $220.57 to $221.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. |
| 5 | Common | Common Stock | 2021-09-09 | S | D | 2,100 | $222.26 | 64,555.56 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $221.60 to $222.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. |
| 6 | Derivative | Stock Option (Right to Buy) | 2021-09-09 | M | D | 8,000 | — | 10,000 | D | $60.00 · — to 2022-02-08 | 8,000 Common Stock | (F8) Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan. (F7) Option fully vested. |