Form 4 for MKSI MKS INC
Accepted 2021-09-17 00:00:00 ET · period of report 2021-09-16 · accession 0001127602-21-025434 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-17 | 2021-09-16 | MKSI | Schreiner James Alan | SVP, COO | M - OptEx | — | +1,434 | 3,727 | +63% | — |
| D | 2021-09-17 | 2021-09-16 | MKSI | Schreiner James Alan | SVP, COO | F - Tax | $150.50 | -454 | 3,273 | -12% | -$68.3K |
| D | 2021-09-17 | 2021-09-16 | MKSI | Schreiner James Alan | SVP, COO | M - OptEx | — | -1,434 | 6,787 | -17% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-16 | M | A | 1,434 | — | 3,727.18 | D | — | — | (F1) Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. |
| 2 | Common | Common Stock | 2021-09-16 | F | D | 454 | $150.50 | 3,273.18 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2021-09-16 | M | D | 1,434 | — | 6,787.14 | D | — · — to — | 1,434 Common Stock | (F1) Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. (F3) These RSUs vest in three equal annual installments commencing on September 16, 2020, provided that if, in any vesting year, September 16th is not a business day, such vesting shall occur on the next business day. |