Form 4 for SWK Stanley Black & Decker

Accepted 2021-09-23 00:00:00 ET · period of report 2021-09-21 · accession 0001127602-21-025755 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2021-09-23	2021-09-22	SWK	Tan Irving	Dir	A - Grant	$181.49	+9.68	2,233	+0.4%	+$1,757
D	2021-09-23	2021-09-21	SWK	Tan Irving	Dir	A - Grant	$181.49	+3.53	984.85	+0.4%	+$640.66

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-09-22	A	A	9.68	$181.49	2,232.66	D	—	—	(F2) Currently 100% vested. (F1) Dividend equivalent units will be settled in common shares at the time the underlying restricted stock units are settled. Restricted stock units will be settled on the 90th day following the date the director ceases to be a member of the Board, either in one lump sum or in three, five or ten annual installments. (F3) Fair market value on date established in Plan with respect to payment of fee or dividend.
2	Derivative	Deferred Shares	2021-09-21	A	A	3.53	$181.49	984.85	D	— · — to —	3.53 Common Stock	(F3) Fair market value on date established in Plan with respect to payment of fee or dividend. (F2) Currently 100% vested. (F4) The reporting director will receive 5 approximately equal annual installments of common stock of the corporation starting on the first business day of the calendar year immediately following the date on which he or she ceases to be a Director of the Corporation.