Form 4 for MRNA Moderna
Accepted 2021-09-27 00:00:00 ET · period of report 2021-09-23 · accession 0001127602-21-025886 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-27 | 2021-09-23+ | MRNA | Hoge Stephen | Pres | S - Sale+OE | $448.46 | -20.0K | 1.61M | -1% | -$8.97M |
| DM | 2021-09-27 | 2021-09-23+ | MRNA | Hoge Stephen | Pres | M - OptEx | $5.95 | +20.0K | 1.62M | +1% | +$118.9K |
| DM | 2021-09-27 | 2021-09-23+ | MRNA | Hoge Stephen | Pres | M - OptEx | $0.00 | -20.0K | 317.4K | -6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-23 | S | D | 5,100 | $439.45 | 1,619,497 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $439.45 to $439.57. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 2 | Common | Common Stock | 2021-09-23 | S | D | 144 | $440.86 | 1,619,353 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $440.83 to $440.94. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 3 | Common | Common Stock | 2021-09-23 | S | D | 34 | $443.90 | 1,619,319 | D | — | — | |
| 4 | Common | Common Stock | 2021-09-23 | S | D | 200 | $445.44 | 1,619,119 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $445.16 to $445.71. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 5 | Common | Common Stock | 2021-09-23 | S | D | 554 | $447.27 | 1,618,565 | D | — | — | (F5) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $446.92 to $447.55. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 6 | Common | Common Stock | 2021-09-23 | S | D | 898 | $448.48 | 1,617,667 | D | — | — | (F6) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $448.00 to $448.92. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 7 | Common | Common Stock | 2021-09-23 | S | D | 100 | $449.60 | 1,617,567 | D | — | — | |
| 8 | Common | Common Stock | 2021-09-23 | S | D | 227 | $450.93 | 1,617,340 | D | — | — | (F7) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $450.70 to $451.14. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 9 | Common | Common Stock | 2021-09-23 | S | D | 600 | $452.25 | 1,616,740 | D | — | — | (F8) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $451.79 to $452.78. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 10 | Common | Common Stock | 2021-09-23 | S | D | 1,798 | $453.26 | 1,614,942 | D | — | — | (F9) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $452.80 to $453.70. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 11 | Common | Common Stock | 2021-09-23 | S | D | 1,856 | $454.26 | 1,613,086 | D | — | — | (F10) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $453.83 to $454.80. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 12 | Common | Common Stock | 2021-09-23 | S | D | 879 | $455.44 | 1,612,207 | D | — | — | (F11) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $454.90 to $455.89. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 13 | Common | Common Stock | 2021-09-23 | S | D | 1,554 | $456.45 | 1,610,653 | D | — | — | (F12) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $455.91 to $456.90. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 14 | Common | Common Stock | 2021-09-23 | S | D | 1,056 | $457.54 | 1,609,597 | D | — | — | (F13) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $457.06 to $457.90. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 15 | Common | Common Stock | 2021-09-24 | M | A | 5,000 | $10.90 | 1,614,597 | D | — | — | |
| 16 | Common | Common Stock | 2021-09-24 | S | D | 5,000 | $448.04 | 1,609,597 | D | — | — | |
| 17 | Common | Common Stock | 2021-09-23 | M | A | 5,000 | $10.90 | 1,614,597 | D | — | — | |
| 18 | Common | Common Stock | 2021-09-23 | M | A | 10,000 | $0.99 | 1,624,597 | D | — | — | |
| 19 | Derivative | Stock Option (Right to Buy) | 2021-09-23 | M | D | 5,000 | $0.00 | 231,972 | D | $10.90 · — to 2026-02-23 | 5,000 Common Stock | (F15) 25% of this option vested and became exercisable on February 23, 2017, with the remainder vesting in 12 equal quarterly installments thereafter. |
| 20 | Derivative | Stock Option (Right to Buy) | 2021-09-24 | M | D | 5,000 | $0.00 | 226,972 | D | $10.90 · — to 2026-02-23 | 5,000 Common Stock | (F15) 25% of this option vested and became exercisable on February 23, 2017, with the remainder vesting in 12 equal quarterly installments thereafter. |
| 21 | Derivative | Stock Option (Right to Buy) | 2021-09-23 | M | D | 10,000 | $0.00 | 317,431 | D | $0.99 · — to 2023-08-19 | 10,000 Common Stock | (F16) This option is fully vested and exercisable. |