Form 4 for VIAV VIAVI SOLUTIONS INC.
Accepted 2021-09-27 00:00:00 ET · period of report 2021-09-23 · accession 0001127602-21-025905 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-27 | 2021-09-23 | VIAV | KHAYKIN OLEG | Pres, CEO | M - OptEx | $0.00 | +186.8K | 678.2K | +38% | $0 |
| DM | 2021-09-27 | 2021-09-23 | VIAV | KHAYKIN OLEG | Pres, CEO | F - Tax | $15.65 | -73.5K | 668.8K | -10% | -$1.15M |
| DM | 2021-09-27 | 2021-09-23 | VIAV | KHAYKIN OLEG | Pres, CEO | M - OptEx | $0.00 | -186.8K | 64.8K | -74% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-23 | M | A | 89,621 | $0.00 | 689,521 | D | — | — | (F1) Each unit converts upon vesting into one share of common stock. |
| 2 | Common | Common Stock | 2021-09-23 | F | D | 35,266 | $15.60 | 654,255 | D | — | — | |
| 3 | Common | Common Stock | 2021-09-23 | F | D | 28,807 | $15.69 | 713,191 | D | — | — | |
| 4 | Common | Common Stock | 2021-09-23 | F | D | 9,432 | $15.69 | 668,792 | D | — | — | |
| 5 | Common | Common Stock | 2021-09-23 | M | A | 73,206 | $0.00 | 741,998 | D | — | — | (F1) Each unit converts upon vesting into one share of common stock. |
| 6 | Common | Common Stock | 2021-09-23 | M | A | 23,969 | $0.00 | 678,224 | D | — | — | (F1) Each unit converts upon vesting into one share of common stock. |
| 7 | Derivative | Market Stock Units | 2021-09-23 | M | D | 89,621 | $0.00 | 0 | D | $0.00 · — to — | 89,621 Common Stock | (F1) Each unit converts upon vesting into one share of common stock. (F2) See Exhibit 99.17A (F3) There are no expiration dates on MSUs. |
| 8 | Derivative | Market Stock Units | 2021-09-23 | M | D | 73,206 | — | 175,703 | D | $0.00 · — to — | 73,206 Common Stock | (F1) Each unit converts upon vesting into one share of common stock. (F5) See Exhibit 99 - FY2021 MSU Exhibit for vesting schedule and terms (F3) There are no expiration dates on MSUs. |
| 9 | Derivative | Market Stock Units | 2021-09-23 | M | D | 23,969 | — | 64,784 | D | $0.00 · — to — | 23,969 Common Stock | (F1) Each unit converts upon vesting into one share of common stock. (F4) See Exhibit 99 - FY2020 MSU Exhibit for vesting schedule and terms (F3) There are no expiration dates on MSUs. |