Form 4 for VIAV VIAVI SOLUTIONS INC.
Accepted 2021-09-27 00:00:00 ET · period of report 2021-09-23 · accession 0001127602-21-025917 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-27 | 2021-09-23 | VIAV | Siebert Kevin Christopher | SVP Gen. Counsel, Sec | M - OptEx | — | +20.7K | 54.6K | +61% | — |
| DM | 2021-09-27 | 2021-09-23 | VIAV | Siebert Kevin Christopher | SVP Gen. Counsel, Sec | F - Tax | $15.69 | -6,242 | 53.7K | -10% | -$97.9K |
| DM | 2021-09-27 | 2021-09-23 | VIAV | Siebert Kevin Christopher | SVP Gen. Counsel, Sec | M - OptEx | — | -20.7K | 8,334 | -71% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-23 | M | A | 10,855 | — | 54,779 | D | — | — | (F1) Each unit converts upon vesting into one share of common stock. |
| 2 | Common | Common Stock | 2021-09-23 | F | D | 3,268 | $15.69 | 51,511 | D | — | — | |
| 3 | Common | Common Stock | 2021-09-23 | F | D | 2,046 | $15.69 | 58,417 | D | — | — | |
| 4 | Common | Common Stock | 2021-09-23 | F | D | 928 | $15.69 | 53,666 | D | — | — | |
| 5 | Common | Common Stock | 2021-09-23 | M | A | 6,797 | — | 60,463 | D | — | — | (F1) Each unit converts upon vesting into one share of common stock. |
| 6 | Common | Common Stock | 2021-09-23 | M | A | 3,083 | — | 54,594 | D | — | — | (F1) Each unit converts upon vesting into one share of common stock. |
| 7 | Derivative | Market Stock Units | 2021-09-23 | M | D | 10,855 | — | 0 | D | $0.00 · — to — | 10,855 Common Stock | (F3) Shares reflect the vesting of the 3st tranche of market-leveraged stock units granted on August 28, 2018 at 130.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement. (F1) Each unit converts upon vesting into one share of common stock. (F4) See Exhibit 99.17A. (F5) There are no expiration dates on MSUs. |
| 8 | Derivative | Market Stock Units | 2021-09-23 | M | D | 6,797 | — | 16,316 | D | $0.00 · — to — | 6,797 Common Stock | (F8) Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2020 at 83.33% of target based on our total stockholder return during the performance periods as stated on the grant agreement. (F1) Each unit converts upon vesting into one share of common stock. (F9) See Exhibit 99 - FY2021 MSU Exhibit (F5) There are no expiration dates on MSUs. |
| 9 | Derivative | Market Stock Units | 2021-09-23 | M | D | 3,083 | — | 8,334 | D | $0.00 · — to — | 3,083 Common Stock | (F6) Shares reflect the vesting of the 2st tranche of market-leveraged stock units granted on August 28, 2019 at 37% of target based on our total stockholder return during the performance periods as stated on the grant agreement. (F1) Each unit converts upon vesting into one share of common stock. (F7) See Exhibit 99.15 (F5) There are no expiration dates on MSUs. |