Form 4 for ORCL Oracle Corporation
Accepted 2021-09-28 00:00:00 ET · period of report 2021-09-27 · accession 0001127602-21-026017 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-28 | 2021-09-27 | ORCL | Daley Dorian | EVP, GC | M - OptEx | $40.93 | +175.0K | 175.0K | New | +$7.16M |
| DM | 2021-09-28 | 2021-09-27 | ORCL | Daley Dorian | EVP, GC | S - Sale+OE | $90.58 | -175.0K | 0 | -100% | -$15.85M |
| D | 2021-09-28 | 2021-09-27 | ORCL | Daley Dorian | EVP, GC | M - OptEx | $0.00 | -175.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-27 | M | A | 175,000 | $40.93 | 175,000 | D | — | — | |
| 2 | Common | Common Stock | 2021-09-27 | S | D | 45,848 | $89.77 | 129,152 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $89.14 to $90.13. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2021-09-27 | S | D | 109,418 | $90.81 | 19,734 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $90.14 to $91.13. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Common | Common Stock | 2021-09-27 | S | D | 19,734 | $91.19 | 0 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $91.14 to $91.30. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Derivative | Stock Option | 2021-09-27 | M | D | 175,000 | $0.00 | 0 | D | $40.93 · — to 2026-06-30 | 175,000 Common Stock | (F5) 25% of the shares subject to the option vested annually on each anniversary of the grant date. |